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CCFM

Cohen & Co Financial Management Portfolio holdings

AUM $18.3M
1-Year Est. Return 73.48%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
-73.48%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$81.3M
Cap. Flow
+$82.6M
Cap. Flow %
34.62%
Top 10 Hldgs %
22.69%
Holding
188
New
123
Increased
14
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
BBLN
Babylon Holdings Limited
BBLN
+$14.4M
2
MAAC
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
+$9.93M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$4.99M
4
IRAA
Iris Acquisition Corp Class A Common Stock
IRAA
+$3.1M
5
SWBK
Switchback II Corporation
SWBK
+$3.06M

Top Sells

Rank Stock Value
1
FTVIU
FinTech Acquisition Corp. VI Units
FTVIU
+$10.1M
2
ISAA
Iron Spark I Inc. Class A Common Stock
ISAA
+$6.49M
3
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$5.03M
4
HCNEU
Jaws Hurricane Acquisition Corp. Unit
HCNEU
+$5.03M
5
IRAAU
Iris Acquisition Corp Units
IRAAU
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 64.33%
2 Healthcare 8.46%
3 Technology 5.62%
4 Industrials 4.86%
5 Communication Services 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIR icon
101
PUT
Spire Global
SPIR
$555M
$664K 0.28%
+6,625
New +$558K
GIIX
102
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$644K 0.27%
+65,395
New +$643K
TSIB
103
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$623K 0.26%
+63,615
New +$623K
NVSA
104
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
$605K 0.25%
+62,069
New +$601K
KRNL
105
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$490K 0.21%
50,300
– –
SFR
106
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$453K 0.19%
+46,230
New +$450K
MVST icon
107
PUT
Microvast
MVST
$302M
$411K 0.17%
+50,000
New +$524K
PDYNW icon
108
Palladyne AI Corp Warrants
PDYNW
$156K
$390K 0.16%
500,000
+18,373
+4% +$20.1K
AKLI
109
DELISTED
Akili Inc
AKLI
$336K 0.14%
+33,802
New +$334K
TMAC.WS
110
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$290K 0.12%
389,337
+77,587
+25% +$61.6K
GSQB
111
DELISTED
G Squared Ascend II Inc.
GSQB
$245K 0.1%
+25,000
New +$243K
TMAC
112
DELISTED
The Music Acquisition Corporation
TMAC
$211K 0.09%
+21,651
New +$210K
HMCO
113
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$207K 0.09%
+20,956
New +$204K
COLIW
114
DELISTED
Colicity Inc. Warrant
COLIW
$204K 0.09%
+250,000
New +$256K
RBAC.WS
115
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$201K 0.08%
+250,000
New +$220K
HLAHW
116
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$198K 0.08%
+250,000
New +$204K
GOAC.WS
117
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$184K 0.08%
+250,000
New +$226K
SNRHW
118
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$178K 0.07%
250,000
+500
+0.2% +$391
BLUA.WS
119
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$168K 0.07%
259,000
+75,320
+41% +$60.7K
ACHR.WS icon
120
Archer Aviation Redeemable Warrants
ACHR.WS
$24.7M
$159K 0.07%
+100,000
New +$168K
DNAB
121
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$154K 0.06%
+15,551
New +$153K
SLAMW
122
DELISTED
Slam Corp. warrant
SLAMW
$144K 0.06%
+160,000
New +$171K
BLTSW
123
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$140K 0.06%
+145,529
New +$116K
PPGHW
124
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$134K 0.06%
150,000
+50,000
+50% +$39K
IIIIW
125
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$132K 0.06%
+150,416
New +$146K
3 4
5
6 7

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Cohen & Co Financial Management's Q3 2021 Portfolio in Review

As of Q3 2021, Cohen & Co Financial Management held 188 positions worth $238M, up 52% from $157M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cohen & Co Financial Management deployed $82.6M of net new capital in Q3 2021, opening 123 new positions and adding to 14 existing holdings. Its largest new stake was Babylon Holdings Limited: 58,039 shares worth $14.5M.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 37% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Figure Acquisition Corp. I, an estimated $3.07M trimmed.

  • Cohen & Co Financial Management's largest Q3 2021 buy was Babylon Holdings Limited: 58,039 shares worth $14.5M.
  • Cohen & Co Financial Management added most to Planet Labs in Q3 2021, an estimated $2.97M increase.
  • Cohen & Co Financial Management's biggest Q3 2021 reduction was Figure Acquisition Corp. I, cutting an estimated $3.07M.
  • Cohen & Co Financial Management fully exited FinTech Acquisition Corp. VI Units in Q3 2021, selling an estimated $10.1M.
  • Cohen & Co Financial Management's ten largest holdings make up 23% of its $238M portfolio in Q3 2021.
  • Cohen & Co Financial Management opened 123 new positions and closed 36 in Q3 2021.
  • Cohen & Co Financial Management's portfolio value rose 52% quarter-over-quarter to $238M.

Based on Cohen & Co Financial Management's 13F filing for Q3 2021, filed 15 Nov 2021.