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CCFM

Cohen & Co Financial Management Portfolio holdings

AUM $18.3M
1-Year Est. Return 73.48%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
-73.48%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$81.3M
Cap. Flow
+$82.6M
Cap. Flow %
34.62%
Top 10 Hldgs %
22.69%
Holding
188
New
123
Increased
14
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
BBLN
Babylon Holdings Limited
BBLN
+$14.4M
2
MAAC
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
+$9.93M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$4.99M
4
IRAA
Iris Acquisition Corp Class A Common Stock
IRAA
+$3.1M
5
SWBK
Switchback II Corporation
SWBK
+$3.06M

Top Sells

Rank Stock Value
1
FTVIU
FinTech Acquisition Corp. VI Units
FTVIU
+$10.1M
2
ISAA
Iron Spark I Inc. Class A Common Stock
ISAA
+$6.49M
3
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$5.03M
4
HCNEU
Jaws Hurricane Acquisition Corp. Unit
HCNEU
+$5.03M
5
IRAAU
Iris Acquisition Corp Units
IRAAU
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 64.33%
2 Healthcare 8.46%
3 Technology 5.62%
4 Industrials 4.86%
5 Communication Services 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TETC
76
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$1.76M 0.74%
+179,864
New +$1.74M
HLAH
77
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$1.66M 0.7%
+171,405
New +$1.66M
CLAA
78
DELISTED
Colonnade Acquisition Corp. II
CLAA
$1.63M 0.68%
+166,573
New +$1.62M
ACRO
79
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$1.57M 0.66%
+162,434
New +$1.58M
LGAC
80
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$1.57M 0.66%
+161,076
New +$1.57M
GSEV
81
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$1.51M 0.64%
+153,825
New +$1.52M
WPCA
82
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$1.45M 0.61%
+148,109
New +$1.45M
PIPP
83
DELISTED
Pine Island Acquisition Corp.
PIPP
$1.42M 0.6%
+145,585
New +$1.42M
TMPO
84
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$1.42M 0.59%
+142,874
New +$1.41M
AGC
85
CALL
DELISTED
Altimeter Growth Corp
AGC
$1.02M 0.43%
+100,000
New +$1.07M
KIII
86
DELISTED
Kismet Acquisition Three Corp. Class A Ordinary Shares
KIII
$1.02M 0.43%
+104,853
New +$1.01M
BIOTU
87
DELISTED
Biotech Acquisition Company Unit
BIOTU
$1M 0.42%
100,000
– –
MONCU
88
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$1M 0.42%
100,000
– –
RNW icon
89
PUT
ReNew
RNW
$2.25B
$997K 0.42%
+97,700
New +$977K
XBP icon
90
XBP Global Holdings
XBP
$36.4M
$997K 0.42%
+10,000
New +$987K
PROK icon
91
ProKidney
PROK
$337M
$994K 0.42%
+101,414
New +$999K
TRON
92
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
$987K 0.41%
+100,000
New +$980K
GTPA
93
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$982K 0.41%
+100,000
New +$981K
CRHC
94
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$982K 0.41%
100,000
-200,000
-67% -$1.96M
DNAD
95
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$981K 0.41%
+100,000
New +$984K
CCVI
96
DELISTED
Churchill Capital Corp VI
CCVI
$977K 0.41%
+100,000
New +$984K
FVT
97
DELISTED
Fortress Value Acquisition Corp. III
FVT
$783K 0.33%
+80,282
New +$784K
FFAI
98
PUT
Faraday Future Intelligent Electric
FFAI
$10.5M
– –
0
– –
ISPO
99
DELISTED
Inspirato
ISPO
$749K 0.31%
+3,706
New +$745K
LOKM
100
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$672K 0.28%
+69,464
New +$677K
2 3
4
5 6

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Cohen & Co Financial Management's Q3 2021 Portfolio in Review

As of Q3 2021, Cohen & Co Financial Management held 188 positions worth $238M, up 52% from $157M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cohen & Co Financial Management deployed $82.6M of net new capital in Q3 2021, opening 123 new positions and adding to 14 existing holdings. Its largest new stake was Babylon Holdings Limited: 58,039 shares worth $14.5M.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 37% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Figure Acquisition Corp. I, an estimated $3.07M trimmed.

  • Cohen & Co Financial Management's largest Q3 2021 buy was Babylon Holdings Limited: 58,039 shares worth $14.5M.
  • Cohen & Co Financial Management added most to Planet Labs in Q3 2021, an estimated $2.97M increase.
  • Cohen & Co Financial Management's biggest Q3 2021 reduction was Figure Acquisition Corp. I, cutting an estimated $3.07M.
  • Cohen & Co Financial Management fully exited FinTech Acquisition Corp. VI Units in Q3 2021, selling an estimated $10.1M.
  • Cohen & Co Financial Management's ten largest holdings make up 23% of its $238M portfolio in Q3 2021.
  • Cohen & Co Financial Management opened 123 new positions and closed 36 in Q3 2021.
  • Cohen & Co Financial Management's portfolio value rose 52% quarter-over-quarter to $238M.

Based on Cohen & Co Financial Management's 13F filing for Q3 2021, filed 15 Nov 2021.