Clinton Group’s Waddell & Reed Financial, Inc. WDR Stock Holding History

Clinton Group’s Portfolio WDR Stock Details WDR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,823	Closed	-$204K	–	658
2017 Q2	$204K	Sell	10,823 -100,416	-90%	-$1.76M	0.02%	525
2017 Q1	$1.89M	Buy	111,239 +12,541	+13%	+$230K	0.11%	269
2016 Q4	$1.93M	Sell	98,698 -43,497	-31%	-$809K	0.11%	238
2016 Q3	$2.58M	Buy	142,195 +13,364	+10%	+$243K	0.12%	240
2016 Q2	$2.22M	Buy	128,831 +72,594	+129%	+$1.48M	0.1%	294
2016 Q1	$1.32M	Sell	56,237 -4,055	-7%	-$98.5K	0.08%	354
2015 Q4	$1.73M	Buy	+60,292	New	+$2.07M	0.14%	235
2014 Q1	–	Sell	-8,177	Closed	-$532K	–	467
2013 Q4	$532K	Buy	+8,177	New	+$500K	0.18%	156

Other funds holding WDR

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Schroder Investment Management Group

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return

Fuller & Thaler Asset Management

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Fisher Asset Management

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return