Clinton Group’s Waddell & Reed Financial, Inc. WDR Stock Holding History

Clinton Group’s Portfolio WDR Stock Details WDR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,823	Closed	-$204K	–	657
2017 Q2	$204K	Sell	10,823 -100,416	-90%	-$1.76M	0.02%	525
2017 Q1	$1.89M	Buy	111,239 +12,541	+13%	+$230K	0.11%	269
2016 Q4	$1.93M	Sell	98,698 -43,497	-31%	-$809K	0.11%	238
2016 Q3	$2.58M	Buy	142,195 +13,364	+10%	+$243K	0.12%	240
2016 Q2	$2.22M	Buy	128,831 +72,594	+129%	+$1.48M	0.1%	294
2016 Q1	$1.32M	Sell	56,237 -4,055	-7%	-$98.5K	0.08%	354
2015 Q4	$1.73M	Buy	+60,292	New	+$2.07M	0.14%	235
2014 Q1	–	Sell	-8,177	Closed	-$532K	–	467
2013 Q4	$532K	Buy	+8,177	New	+$500K	0.18%	156

Other funds holding WDR

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $141B AUM 34.18% 1-Year Est. Return

VBA

Van Berkom & Associates Montreal, Quebec, Canada $3.1B AUM 12.88% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $36.7B AUM 74.15% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Clinton Group's WDR Position: Q3 2017 in Review

Clinton Group sold out of Waddell & Reed Financial, Inc. (WDR) in Q3 2017, closing a stake of 10,823 shares — an estimated $204K sold.

Clinton Group first reported a position in WDR in Q4 2013 and held it in 8 quarters. The position peaked at $2.58M in Q3 2016. 217 funds tracked by Wall St. Rank hold WDR as of Q3 2017.

Clinton Group reported no remaining Waddell & Reed Financial, Inc. position as of Q3 2017 after selling out during the quarter.
Clinton Group sold 10,823 Waddell & Reed Financial, Inc. shares in Q3 2017, an estimated $204K.
Clinton Group first reported a position in Waddell & Reed Financial, Inc. in Q4 2013 and held it in 8 quarters.
Clinton Group's Waddell & Reed Financial, Inc. position peaked at $2.58M in Q3 2016.
217 funds tracked by Wall St. Rank held Waddell & Reed Financial, Inc. as of Q3 2017.

Based on Clinton Group's 13F filing for Q3 2017, filed 14 Nov 2017.