Clinton Group’s Pacific Mercantile Bancorp PMBC Stock Holding History

Clinton Group’s Portfolio PMBC Stock Details PMBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-246,295	Closed	-$1.75M	–	1111
2016 Q2	$1.75M	Sell	246,295 -84,755	-26%	-$618K	0.08%	334
2016 Q1	$2.32M	Sell	331,050 -753,720	-69%	-$5.27M	0.14%	215
2015 Q4	$7.73M	Sell	1,084,770 -993,747	-48%	-$6.8M	0.63%	18
2015 Q3	$14M	Buy	2,078,517 +1,926,047	+1,263%	+$13.8M	1.32%	1
2015 Q2	$1.16M	Hold	152,470	–	–	0.16%	194
2015 Q1	$1.1M	Buy	152,470 +51,980	+52%	+$368K	0.29%	101
2014 Q4	$707K	Buy	+100,490	New	+$698K	0.22%	143
2014 Q2	–	Sell	-119,480	Closed	-$742K	–	457
2014 Q1	$742K	Hold	119,480	–	–	0.28%	81
2013 Q4	$743K	Hold	119,480	–	–	0.25%	106
2013 Q3	$742K	Hold	119,480	–	–	0.23%	114
2013 Q2	$687K	Buy	+119,480	New	+$704K	0.22%	103

Other funds holding PMBC

ECA

Endeavour Capital Advisors Greenwich, Connecticut $441M AUM 21.38% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

EJF Capital Arlington, Virginia $142M AUM 23.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SCA

Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return

MCM

Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Clinton Group's PMBC Position: Q3 2016 in Review

Clinton Group sold out of Pacific Mercantile Bancorp (PMBC) in Q3 2016, closing a stake of 246,295 shares — an estimated $1.75M sold.

Clinton Group first reported a position in PMBC in Q2 2013 and held it in 11 quarters. The position peaked at $14M in Q3 2015. 47 funds tracked by Wall St. Rank hold PMBC as of Q3 2016.

Clinton Group reported no remaining Pacific Mercantile Bancorp position as of Q3 2016 after selling out during the quarter.
Clinton Group sold 246,295 Pacific Mercantile Bancorp shares in Q3 2016, an estimated $1.75M.
Clinton Group first reported a position in Pacific Mercantile Bancorp in Q2 2013 and held it in 11 quarters.
Clinton Group's Pacific Mercantile Bancorp position peaked at $14M in Q3 2015.
47 funds tracked by Wall St. Rank held Pacific Mercantile Bancorp as of Q3 2016.

Based on Clinton Group's 13F filing for Q3 2016, filed 14 Nov 2016.