Clinton Group’s Brookfield BN Stock Holding History

Clinton Group’s Portfolio BN Stock Details BN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-531,760	Closed	-$6.26M	–	921
2016 Q4	$6.26M	Buy	531,760 +29,233	+6%	+$356K	0.36%	70
2016 Q3	$6.31M	Buy	502,527 +370,555	+281%	+$4.54M	0.3%	93
2016 Q2	$1.56M	Buy	+131,972	New	+$1.58M	0.07%	348
2016 Q1	–	Sell	-319,546	Closed	-$3.54M	–	866
2015 Q4	$3.54M	Sell	319,546 -534,414	-63%	-$6.27M	0.29%	95
2015 Q3	$9.43M	Buy	+853,960	New	+$9.96M	0.89%	10
2015 Q2	–	Sell	-22,267	Closed	-$279K	–	585
2015 Q1	$279K	Buy	+22,267	New	+$276K	0.07%	372
2014 Q4	–	Sell	-20,708	Closed	-$218K	–	471
2014 Q3	$218K	Buy	20,708 +1,149	+6%	+$12.4K	0.09%	325
2014 Q2	$202K	Buy	+19,559	New	+$196K	0.1%	292

Other funds holding BN

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BGC

Beutel, Goodman & Co Toronto, Ontario, Canada $13.6B AUM 17.82% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $62.3B AUM 44.64% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Clinton Group's BN Position: Q1 2017 in Review

Clinton Group sold out of Brookfield (BN) in Q1 2017, closing a stake of 531,760 shares — an estimated $6.26M sold.

Clinton Group first reported a position in BN in Q2 2014 and held it in 8 quarters. The position peaked at $9.43M in Q3 2015. 353 funds tracked by Wall St. Rank hold BN as of Q1 2017.

Clinton Group reported no remaining Brookfield position as of Q1 2017 after selling out during the quarter.
Clinton Group sold 531,760 Brookfield shares in Q1 2017, an estimated $6.26M.
Clinton Group first reported a position in Brookfield in Q2 2014 and held it in 8 quarters.
Clinton Group's Brookfield position peaked at $9.43M in Q3 2015.
353 funds tracked by Wall St. Rank held Brookfield as of Q1 2017.

Based on Clinton Group's 13F filing for Q1 2017, filed 10 May 2017.