Clinton Group’s Sphere 3D ANY Stock Holding History

Clinton Group’s Portfolio ANY Stock Details ANY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-8	Closed	-$175K	–	849
2015 Q4	$175K	Hold	8	–	–	0.01%	717
2015 Q3	$244K	Hold	8	–	–	0.02%	592
2015 Q2	$586K	Hold	8	–	–	0.08%	348
2015 Q1	$428K	Buy	+8	New	+$533K	0.11%	275

Other funds holding ANY

CCP

Cyrus Capital Partners New York $196M AUM 123.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Clinton Group's ANY Position: Q3 2017 in Review

Clinton Group sold out of Sphere 3D (ANY) in Q3 2017, closing a stake of 4 shares — an estimated $10K sold.

Clinton Group first reported a position in ANY in Q4 2014 and held it in 11 quarters. The position peaked at $1.96M in Q2 2015. 8 funds tracked by Wall St. Rank hold ANY as of Q3 2017.

Clinton Group reported no remaining Sphere 3D position as of Q3 2017 after selling out during the quarter.
Clinton Group sold 4 Sphere 3D shares in Q3 2017, an estimated $10K.
Clinton Group first reported a position in Sphere 3D in Q4 2014 and held it in 11 quarters.
Clinton Group's Sphere 3D position peaked at $1.96M in Q2 2015.
8 funds tracked by Wall St. Rank held Sphere 3D as of Q3 2017.

Based on Clinton Group's 13F filing for Q3 2017, filed 14 Nov 2017.