CLM
ETFC

ClearBridge LLC (Maryland)’s E*Trade Financial Corporation ETFC Stock Holding History

ClearBridge LLC (Maryland)’s Portfolio ETFC Stock Details ETFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-2,834,953
Closed -$84.9M – 187
2015
Q2 		$84.9M Sell
2,834,953
-1,237,010
-30% -$36.4M 1.52% 33
2015
Q1 		$116M Sell
4,071,963
-371,260
-8% -$9.47M 2.04% 17
2014
Q4 		$108M Buy
4,443,223
+168,540
+4% +$3.78M 1.87% 22
2014
Q3 		$96.6M Buy
4,274,683
+312,880
+8% +$6.87M 1.8% 24
2014
Q2 		$84.2M Buy
3,961,803
+427,386
+12% +$8.98M 1.57% 27
2014
Q1 		$81.4M Buy
3,534,417
+6,048
+0.2% +$132K 1.55% 30
2013
Q4 		$69.3M Buy
3,528,369
+3,526,690
+210,047% +$62.7M 1.32% 40
2013
Q3 		$28K Sell
1,679
-340,000
-100% -$5.07M ﹤0.01% 151
2013
Q2 		$4.33M Buy
+341,679
New +$3.77M 0.08% 142

Other funds holding ETFC

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return