ClearBridge LLC (Maryland)’s E*Trade Financial Corporation ETFC Stock Holding History

ClearBridge LLC (Maryland)’s Portfolio ETFC Stock Details ETFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,834,953	Closed	-$84.9M	–	187
2015 Q2	$84.9M	Sell	2,834,953 -1,237,010	-30%	-$36.4M	1.52%	33
2015 Q1	$116M	Sell	4,071,963 -371,260	-8%	-$9.47M	2.04%	17
2014 Q4	$108M	Buy	4,443,223 +168,540	+4%	+$3.78M	1.87%	22
2014 Q3	$96.6M	Buy	4,274,683 +312,880	+8%	+$6.87M	1.8%	24
2014 Q2	$84.2M	Buy	3,961,803 +427,386	+12%	+$8.98M	1.57%	27
2014 Q1	$81.4M	Buy	3,534,417 +6,048	+0.2%	+$132K	1.55%	30
2013 Q4	$69.3M	Buy	3,528,369 +3,526,690	+210,047%	+$62.7M	1.32%	40
2013 Q3	$28K	Sell	1,679 -340,000	-100%	-$5.07M	﹤0.01%	151
2013 Q2	$4.33M	Buy	+341,679	New	+$3.77M	0.08%	142

Other funds holding ETFC

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SFM

Systematic Financial Management Teaneck, New Jersey $5.02B AUM 66.06% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

ClearBridge LLC (Maryland)'s ETFC Position: Q3 2015 in Review

ClearBridge LLC (Maryland) sold out of E*Trade Financial Corporation (ETFC) in Q3 2015, closing a stake of 2,834,953 shares — an estimated $84.9M sold.

ClearBridge LLC (Maryland) first reported a position in ETFC in Q2 2013 and held it in 9 quarters. The position peaked at $116M in Q1 2015. 368 funds tracked by Wall St. Rank hold ETFC as of Q3 2015.

ClearBridge LLC (Maryland) reported no remaining E*Trade Financial Corporation position as of Q3 2015 after selling out during the quarter.
ClearBridge LLC (Maryland) sold 2,834,953 E*Trade Financial Corporation shares in Q3 2015, an estimated $84.9M.
ClearBridge LLC (Maryland) first reported a position in E*Trade Financial Corporation in Q2 2013 and held it in 9 quarters.
ClearBridge LLC (Maryland)'s E*Trade Financial Corporation position peaked at $116M in Q1 2015.
368 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q3 2015.

Based on ClearBridge LLC (Maryland)'s 13F filing for Q3 2015, filed 16 Nov 2015.