ClearBridge LLC (Maryland)’s Dominion Diamond Corporation DDC Stock Holding History

ClearBridge LLC (Maryland)’s Portfolio DDC Stock Details DDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-116,800	Closed	-$1.25M	–	211
2015 Q3	$1.25M	Hold	116,800	–	–	0.03%	152
2015 Q2	$1.64M	Sell	116,800 -11,300	-9%	-$205K	0.03%	148
2015 Q1	$2.19M	Hold	128,100	–	–	0.04%	135
2014 Q4	$2.3M	Sell	128,100 -36,900	-22%	-$572K	0.04%	135
2014 Q3	$2.35M	Hold	165,000	–	–	0.04%	132
2014 Q2	$2.38M	Hold	165,000	–	–	0.04%	132
2014 Q1	$2.21M	Hold	165,000	–	–	0.04%	126
2013 Q4	$2.37M	Hold	165,000	–	–	0.05%	129
2013 Q3	$2.01M	Hold	165,000	–	–	0.04%	127
2013 Q2	$2.33M	Buy	+165,000	New	+$2.52M	0.04%	165

Other funds holding DDC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

ClearBridge LLC (Maryland)'s DDC Position: Q4 2015 in Review

ClearBridge LLC (Maryland) sold out of Dominion Diamond Corporation (DDC) in Q4 2015, closing a stake of 116,800 shares — an estimated $1.25M sold.

ClearBridge LLC (Maryland) first reported a position in DDC in Q2 2013 and held it in 10 quarters. The position peaked at $2.38M in Q2 2014. 117 funds tracked by Wall St. Rank hold DDC as of Q4 2015.

ClearBridge LLC (Maryland) reported no remaining Dominion Diamond Corporation position as of Q4 2015 after selling out during the quarter.
ClearBridge LLC (Maryland) sold 116,800 Dominion Diamond Corporation shares in Q4 2015, an estimated $1.25M.
ClearBridge LLC (Maryland) first reported a position in Dominion Diamond Corporation in Q2 2013 and held it in 10 quarters.
ClearBridge LLC (Maryland)'s Dominion Diamond Corporation position peaked at $2.38M in Q2 2014.
117 funds tracked by Wall St. Rank held Dominion Diamond Corporation as of Q4 2015.

Based on ClearBridge LLC (Maryland)'s 13F filing for Q4 2015, filed 16 Feb 2016.