ClearBridge Investments’s StoneX SNEX Stock Holding History

ClearBridge Investments’s Portfolio SNEX Stock Details SNEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,025	Closed	-$16K	–	1172
2016 Q3	$16K	Hold	2,025	–	–	﹤0.01%	962
2016 Q2	$11K	Hold	2,025	–	–	﹤0.01%	984
2016 Q1	$11K	Hold	2,025	–	–	﹤0.01%	976
2015 Q4	$13K	Hold	2,025	–	–	﹤0.01%	1013
2015 Q3	$10K	Hold	2,025	–	–	﹤0.01%	1075
2015 Q2	$13K	Hold	2,025	–	–	﹤0.01%	1060
2015 Q1	$12K	Hold	2,025	–	–	﹤0.01%	1100
2014 Q4	$8K	Hold	2,025	–	–	﹤0.01%	1131
2014 Q3	$7K	Hold	2,025	–	–	﹤0.01%	1127
2014 Q2	$8K	Hold	2,025	–	–	﹤0.01%	1135
2014 Q1	$8K	Hold	2,025	–	–	﹤0.01%	1099
2013 Q4	$7K	Hold	2,025	–	–	﹤0.01%	1067
2013 Q3	$8K	Hold	2,025	–	–	﹤0.01%	1042
2013 Q2	$7K	Buy	+2,025	New	+$6.88K	﹤0.01%	1041

Other funds holding SNEX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

PCMF

Private Capital Management (Florida) Naples, Florida $1.14B AUM 34.86% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

NTCM

Nine Ten Capital Management Chicago, Illinois $321M AUM 44.58% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

SAM

Shell Asset Management The Hague, Netherlands $996M AUM 26.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

ClearBridge Investments's SNEX Position: Q4 2016 in Review

ClearBridge Investments sold out of StoneX (SNEX) in Q4 2016, closing a stake of 2,025 shares — an estimated $16K sold.

ClearBridge Investments first reported a position in SNEX in Q2 2013 and held it in 14 quarters. The position peaked at $16K in Q3 2016. 126 funds tracked by Wall St. Rank hold SNEX as of Q4 2016.

ClearBridge Investments reported no remaining StoneX position as of Q4 2016 after selling out during the quarter.
ClearBridge Investments sold 2,025 StoneX shares in Q4 2016, an estimated $16K.
ClearBridge Investments first reported a position in StoneX in Q2 2013 and held it in 14 quarters.
ClearBridge Investments's StoneX position peaked at $16K in Q3 2016.
126 funds tracked by Wall St. Rank held StoneX as of Q4 2016.

Based on ClearBridge Investments's 13F filing for Q4 2016, filed 14 Feb 2017.