ClearBridge Investments’s Precigen PGEN Stock Holding History

ClearBridge Investments’s Portfolio PGEN Stock Details PGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,260	Closed	-$323K	–	1159
2015 Q3	$323K	Sell	10,260 -7,506	-42%	-$366K	﹤0.01%	821
2015 Q2	$859K	Buy	+17,766	New	+$749K	﹤0.01%	761
2014 Q3	–	Sell	-33,218	Closed	-$798K	–	1194
2014 Q2	$798K	Buy	+33,218	New	+$673K	﹤0.01%	741

Other funds holding PGEN

Third Security Radford, Virginia $241M AUM 45.43% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

IAM

Iridian Asset Management Westport, Connecticut $247M AUM 20.65% 1-Year Est. Return

MVP

Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Tiger Global Management New York $22.8B AUM 30.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ClearBridge Investments's PGEN Position: Q4 2015 in Review

ClearBridge Investments sold out of Precigen (PGEN) in Q4 2015, closing a stake of 10,260 shares — an estimated $323K sold.

ClearBridge Investments first reported a position in PGEN in Q2 2014 and held it in 3 quarters. The position peaked at $859K in Q2 2015. 180 funds tracked by Wall St. Rank hold PGEN as of Q4 2015.

ClearBridge Investments reported no remaining Precigen position as of Q4 2015 after selling out during the quarter.
ClearBridge Investments sold 10,260 Precigen shares in Q4 2015, an estimated $323K.
ClearBridge Investments first reported a position in Precigen in Q2 2014 and held it in 3 quarters.
ClearBridge Investments's Precigen position peaked at $859K in Q2 2015.
180 funds tracked by Wall St. Rank held Precigen as of Q4 2015.

Based on ClearBridge Investments's 13F filing for Q4 2015, filed 16 Feb 2016.