ClearBridge Investments’s Chimera Investment CIM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-3,333	Closed	-$170K	–	1134
2016 Q4	$170K	Hold	3,333	–	–	﹤0.01%	798
2016 Q3	$160K	Sell	3,333 -5,638	-63%	-$276K	﹤0.01%	784
2016 Q2	$423K	Sell	8,971 -117	-1%	-$5.17K	﹤0.01%	729
2016 Q1	$371K	Buy	9,088 +70	+0.8%	+$2.72K	﹤0.01%	747
2015 Q4	$369K	Sell	9,018 -70	-0.8%	-$2.94K	﹤0.01%	781
2015 Q3	$365K	Sell	9,088 -194	-2%	-$8.17K	﹤0.01%	814
2015 Q2	$382K	Sell	9,282 -346	-4%	-$15.4K	﹤0.01%	813
2015 Q1	$454K	Sell	9,628 -71	-0.7%	-$3.4K	﹤0.01%	796
2014 Q4	$463K	Sell	9,699 -68	-0.7%	-$3.29K	﹤0.01%	823
2014 Q3	$445K	Buy	9,767 +1,044	+12%	+$50.3K	﹤0.01%	819
2014 Q2	$417K	Sell	8,723 -29	-0.3%	-$1.36K	﹤0.01%	777
2014 Q1	$402K	Sell	8,752 -262	-3%	-$12.2K	﹤0.01%	790
2013 Q4	$419K	Sell	9,014 -320,159	-97%	-$14.6M	﹤0.01%	773
2013 Q3	$15M	Buy	329,173 +4,409	+1%	+$196K	0.02%	444
2013 Q2	$14.6M	Buy	+324,764	New	+$15.4M	0.02%	436