ClearBridge Investments’s Cempra, Inc. CEMP Stock Holding History

ClearBridge Investments’s Portfolio CEMP Stock Details CEMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,094	Closed	-$26K	–	1186
2016 Q3	$26K	Hold	1,094	–	–	﹤0.01%	913
2016 Q2	$18K	Buy	1,094 +574	+110%	+$10.1K	﹤0.01%	945
2016 Q1	$9K	Hold	520	–	–	﹤0.01%	986
2015 Q4	$16K	Hold	520	–	–	﹤0.01%	997
2015 Q3	$14K	Hold	520	–	–	﹤0.01%	1048
2015 Q2	$18K	Sell	520 -300	-37%	-$10.6K	﹤0.01%	1034
2015 Q1	$28K	Hold	820	–	–	﹤0.01%	1028
2014 Q4	$19K	Hold	820	–	–	﹤0.01%	1072
2014 Q3	$9K	Hold	820	–	–	﹤0.01%	1118
2014 Q2	$9K	Buy	820 +20	+3%	+$193	﹤0.01%	1130
2014 Q1	$9K	Buy	+800	New	+$9.95K	﹤0.01%	1093

Other funds holding CEMP

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

HCM

Hodges Capital Management Dallas, Texas $1.21B AUM 49% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

CWG

C WorldWide Group Copenhagen, Denmark $4.66B AUM 11.67% 1-Year Est. Return

ClearBridge Investments's CEMP Position: Q4 2016 in Review

ClearBridge Investments sold out of Cempra, Inc. (CEMP) in Q4 2016, closing a stake of 1,094 shares — an estimated $26K sold.

ClearBridge Investments first reported a position in CEMP in Q1 2014 and held it in 11 quarters. The position peaked at $28K in Q1 2015. 130 funds tracked by Wall St. Rank hold CEMP as of Q4 2016.

ClearBridge Investments reported no remaining Cempra, Inc. position as of Q4 2016 after selling out during the quarter.
ClearBridge Investments sold 1,094 Cempra, Inc. shares in Q4 2016, an estimated $26K.
ClearBridge Investments first reported a position in Cempra, Inc. in Q1 2014 and held it in 11 quarters.
ClearBridge Investments's Cempra, Inc. position peaked at $28K in Q1 2015.
130 funds tracked by Wall St. Rank held Cempra, Inc. as of Q4 2016.

Based on ClearBridge Investments's 13F filing for Q4 2016, filed 14 Feb 2017.