ClearBridge Investments’s CareDx CDNA Stock Holding History

ClearBridge Investments’s Portfolio CDNA Stock Details CDNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-1,664,147	Closed	-$28.3M	–	738
2022 Q3	$28.3M	Buy	1,664,147 +7,675	+0.5%	+$165K	0.03%	390
2022 Q2	$35.6M	Buy	1,656,472 +2,978	+0.2%	+$82.6K	0.03%	374
2022 Q1	$61.2M	Buy	1,653,494 +11,784	+0.7%	+$459K	0.05%	318
2021 Q4	$74.7M	Sell	1,641,710 -3,474	-0.2%	-$181K	0.05%	291
2021 Q3	$104M	Sell	1,645,184 -8,375	-0.5%	-$638K	0.07%	229
2021 Q2	$151M	Buy	1,653,559 +145,175	+10%	+$11.5M	0.11%	181
2021 Q1	$103M	Buy	1,508,384 +430,407	+40%	+$33.4M	0.08%	215
2020 Q4	$78.1M	Buy	1,077,977 +442,692	+70%	+$25.7M	0.06%	245
2020 Q3	$24.1M	Buy	+635,285	New	+$21.4M	0.02%	392

Other funds holding CDNA

AIM

ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

Bellevue Group Kuesnacht, Switzerland $4.2B AUM 54.85% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return

ClearBridge Investments's CDNA Position: Q4 2022 in Review

ClearBridge Investments sold out of CareDx (CDNA) in Q4 2022, closing a stake of 1,664,147 shares — an estimated $28.3M sold.

ClearBridge Investments first reported a position in CDNA in Q3 2020 and held it in 9 quarters. The position peaked at $151M in Q2 2021. 168 funds tracked by Wall St. Rank hold CDNA as of Q4 2022.

ClearBridge Investments reported no remaining CareDx position as of Q4 2022 after selling out during the quarter.
ClearBridge Investments sold 1,664,147 CareDx shares in Q4 2022, an estimated $28.3M.
ClearBridge Investments first reported a position in CareDx in Q3 2020 and held it in 9 quarters.
ClearBridge Investments's CareDx position peaked at $151M in Q2 2021.
168 funds tracked by Wall St. Rank held CareDx as of Q4 2022.

Based on ClearBridge Investments's 13F filing for Q4 2022, filed 10 Feb 2023.