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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-5.85%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$450M
AUM Growth
-$16.9M
Cap. Flow
+$12.5M
Cap. Flow %
2.77%
Top 10 Hldgs %
35.26%
Holding
262
New
20
Increased
74
Reduced
61
Closed
47

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.73M
2
APO icon
Apollo Global Management
APO
+$3.63M
3
PWE
Penn West Energy Petroleum Ltd
PWE
+$3.45M
4
AXS icon
AXIS Capital
AXS
+$3.28M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.03M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$3.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$2.87M
3
AAPL icon
Apple
AAPL
+$2.42M
4
OUTR
OUTERWALL INC
OUTR
+$2.23M
5
ACAS
American Capital Ltd
ACAS
+$2.17M

Sector Composition

Rank Sector Weight
1 Energy 24.6%
2 Technology 24.45%
3 Financials 11.05%
4 Industrials 10.1%
5 Utilities 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
176
Vodafone
VOD
$36.3B
$268K 0.06%
8,156
+379
+5% +$12.6K
CNTF
177
DELISTED
China TechFaith Wireless Communication Technology Ltd
CNTF
$263K 0.06%
39,285
– –
APC
178
DELISTED
Anadarko Petroleum
APC
$261K 0.06%
2,570
+280
+12% +$30.2K
F icon
179
Ford
F
$58.5B
$250K 0.06%
16,924
– –
ELV icon
180
Elevance Health
ELV
$81.5B
$245K 0.05%
+2,045
New +$235K
TEX icon
181
Terex
TEX
$7.18B
$244K 0.05%
7,670
– –
IP icon
182
International Paper
IP
$21.6B
$239K 0.05%
+5,280
New +$243K
M icon
183
Macy's
M
$6.53B
$233K 0.05%
4,000
– –
SRCL
184
DELISTED
Stericycle Inc
SRCL
$233K 0.05%
2,000
– –
SPIB icon
185
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$230K 0.05%
6,745
-390
-5% -$13.4K
SYK icon
186
Stryker
SYK
$125B
$219K 0.05%
2,714
– –
DHR icon
187
Danaher
DHR
$137B
$218K 0.05%
4,270
+149
+4% +$7.66K
IJH icon
188
iShares Core S&P Mid-Cap ETF
IJH
$122B
$217K 0.05%
7,920
– –
WNR
189
DELISTED
Western Refining Inc
WNR
$210K 0.05%
5,000
-35,000
-88% -$1.51M
DCOM
190
DELISTED
Dime Community Bancshares
DCOM
$209K 0.05%
14,536
– –
CF icon
191
CF Industries
CF
$19.2B
$207K 0.05%
3,710
-20,250
-85% -$1.03M
TRV icon
192
Travelers Companies
TRV
$78.1B
$207K 0.05%
2,200
-30
-1% -$2.8K
PCL
193
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$203K 0.05%
5,200
– –
RST
194
DELISTED
ROSETTA STONE INC
RST
$201K 0.04%
25,000
– –
BKT icon
195
BlackRock Income Trust
BKT
$330M
$200K 0.04%
10,508
-770
-7% -$15K
GEG icon
196
Great Elm Group
GEG
$67.4M
$192K 0.04%
8,608
-84
-1% -$2.05K
MACK
197
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$182K 0.04%
2,631
+89
+4% +$4.76K
IPDN icon
198
Professional Diversity Network
IPDN
$4.26M
$177K 0.04%
219
– –
CEF icon
199
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$167K 0.04%
13,600
– –
NNY icon
200
Nuveen New York Municipal Value Fund
NNY
$156M
$166K 0.04%
17,100
– –
6 7
8
9 10

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DP
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HTI
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AT
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CIM
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BFA
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Clear Harbor Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Clear Harbor Asset Management held 262 positions worth $450M, down 3.6% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Clear Harbor Asset Management's Q3 2014 filing shows 20 new, 74 increased, 61 reduced and 47 closed positions. Its largest new stake was Ellington Financial: 157,030 shares worth $3.49M. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $3.6M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Technology and Financials.

  • Clear Harbor Asset Management's largest Q3 2014 buy was Ellington Financial: 157,030 shares worth $3.49M.
  • Clear Harbor Asset Management added most to Apollo Global Management in Q3 2014, an estimated $3.63M increase.
  • Clear Harbor Asset Management's biggest Q3 2014 reduction was Oaktree Specialty Lending, cutting an estimated $2.87M.
  • Clear Harbor Asset Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2014, selling an estimated $3.6M.
  • Clear Harbor Asset Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2014.
  • Clear Harbor Asset Management opened 20 new positions and closed 47 in Q3 2014.
  • Clear Harbor Asset Management's portfolio value fell 3.6% quarter-over-quarter to $450M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.