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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-5.85%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$450M
AUM Growth
-$16.9M
Cap. Flow
+$12.5M
Cap. Flow %
2.77%
Top 10 Hldgs %
35.26%
Holding
262
New
20
Increased
74
Reduced
61
Closed
47

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.73M
2
APO icon
Apollo Global Management
APO
+$3.63M
3
PWE
Penn West Energy Petroleum Ltd
PWE
+$3.45M
4
AXS icon
AXIS Capital
AXS
+$3.28M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.03M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$3.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$2.87M
3
AAPL icon
Apple
AAPL
+$2.42M
4
OUTR
OUTERWALL INC
OUTR
+$2.23M
5
ACAS
American Capital Ltd
ACAS
+$2.17M

Sector Composition

Rank Sector Weight
1 Energy 24.6%
2 Technology 24.45%
3 Financials 11.05%
4 Industrials 10.1%
5 Utilities 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWT icon
51
California Water Service
CWT
$3.1B
$2.3M 0.51%
102,381
+575
+0.6% +$13.5K
XRX icon
52
Xerox
XRX
$387M
$2.26M 0.5%
64,946
-15,045
-19% -$525K
AROC icon
53
Archrock
AROC
$6.27B
$2.25M 0.5%
50,680
-900
-2% -$39.5K
GTY
54
Getty Realty Corp
GTY
$2.11B
$2.12M 0.47%
126,183
-7,593
-6% -$139K
UNP icon
55
Union Pacific
UNP
$174B
$2.11M 0.47%
19,478
+950
+5% +$98.4K
DAKP
56
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$2.08M 0.46%
+865,086
New +$2.08M
TWO
57
Two Harbors Investment
TWO
$1.27B
$2.03M 0.45%
26,241
+659
+3% +$54.8K
AGO icon
58
Assured Guaranty
AGO
$3.66B
$1.98M 0.44%
+89,500
New +$2.08M
ED icon
59
Consolidated Edison
ED
$40.1B
$1.95M 0.43%
34,455
– –
SUNS
60
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.95M 0.43%
126,511
+2,485
+2% +$40.2K
PFE icon
61
Pfizer
PFE
$143B
$1.88M 0.42%
67,058
+31,821
+90% +$893K
YHOO
62
DELISTED
Yahoo Inc
YHOO
$1.84M 0.41%
45,165
+27,990
+163% +$1.05M
JBL icon
63
Jabil
JBL
$33B
$1.79M 0.4%
88,787
-9,600
-10% -$201K
ABR icon
64
Arbor Realty Trust
ABR
$964M
$1.76M 0.39%
260,899
+27,342
+12% +$190K
TSM icon
65
TSMC
TSM
$2.1T
$1.75M 0.39%
86,555
+18,842
+28% +$393K
STNG icon
66
Scorpio Tankers
STNG
$3.9B
$1.64M 0.36%
19,680
+7,706
+64% +$728K
STX icon
67
Seagate
STX
$194B
$1.6M 0.35%
27,867
-2,000
-7% -$118K
VVC
68
DELISTED
Vectren Corporation
VVC
$1.58M 0.35%
39,695
-100
-0.3% -$4.01K
UNXL
69
DELISTED
Uni-Pixel, Inc.
UNXL
$1.48M 0.33%
233,165
-6,110
-3% -$45.4K
PG icon
70
Procter & Gamble
PG
$336B
$1.35M 0.3%
16,177
-1,430
-8% -$117K
C icon
71
Citigroup
C
$222B
$1.33M 0.29%
+25,595
New +$1.29M
APLP
72
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$1.3M 0.29%
44,250
-5,900
-12% -$170K
TSRE
73
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$1.29M 0.29%
180,908
+6,231
+4% +$44.2K
DXJ icon
74
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$1.28M 0.28%
24,522
+1,212
+5% +$61K
TNA icon
75
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.3B
$1.27M 0.28%
+40,000
New +$1.46M
1 2
3
4 5

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Clear Harbor Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Clear Harbor Asset Management held 262 positions worth $450M, down 3.6% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Clear Harbor Asset Management's Q3 2014 filing shows 20 new, 74 increased, 61 reduced and 47 closed positions. Its largest new stake was Ellington Financial: 157,030 shares worth $3.49M. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $3.6M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Technology and Financials.

  • Clear Harbor Asset Management's largest Q3 2014 buy was Ellington Financial: 157,030 shares worth $3.49M.
  • Clear Harbor Asset Management added most to Apollo Global Management in Q3 2014, an estimated $3.63M increase.
  • Clear Harbor Asset Management's biggest Q3 2014 reduction was Oaktree Specialty Lending, cutting an estimated $2.87M.
  • Clear Harbor Asset Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2014, selling an estimated $3.6M.
  • Clear Harbor Asset Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2014.
  • Clear Harbor Asset Management opened 20 new positions and closed 47 in Q3 2014.
  • Clear Harbor Asset Management's portfolio value fell 3.6% quarter-over-quarter to $450M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.