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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
+7.7%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$922M
AUM Growth
-$4.47B
Cap. Flow
-$2.57B
Cap. Flow %
-279.06%
Top 10 Hldgs %
37.67%
Holding
454
New
69
Increased
126
Reduced
141
Closed
39

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$3.67M
2
MFIC icon
MidCap Financial Investment
MFIC
+$2.99M
3
PARA
Paramount Global Class B
PARA
+$2.94M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
5
ADAM
Adamas Trust
ADAM
+$2.79M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$5.49M
2
PFE icon
Pfizer
PFE
+$3.25M
3
KHC icon
Kraft Heinz
KHC
+$3.14M
4
MTW icon
Manitowoc
MTW
+$3.09M
5
EIX icon
Edison International
EIX
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 34.32%
2 Industrials 10.3%
3 Financials 9.65%
4 Utilities 7.16%
5 Healthcare 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMU
401
DELISTED
MFS High Yield Municipal Trust
CMU
$52K 0.01%
+11,555
New +$52.2K
HIL
402
DELISTED
Hill International, Inc. Common Stock
HIL
$51K 0.01%
26,265
– –
ASC icon
403
Ardmore Shipping
ASC
$683M
$50K 0.01%
14,900
-8,000
-35% -$30.9K
CTMX icon
404
CytomX Therapeutics
CTMX
$729M
$50K 0.01%
+11,440
New +$67K
MIC
405
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$47K 0.01%
+13,000
New +$85K
NGL icon
406
NGL Energy Partners
NGL
$2.12B
$46K 0.01%
+25,000
New +$55.8K
OSG
407
DELISTED
Overseas Shipholding Group Inc.
OSG
$38K ﹤0.01%
20,146
-13,455
-40% -$26.1K
CBAY
408
DELISTED
Cymabay Therapeutics
CBAY
$36K ﹤0.01%
10,600
-1,500
-12% -$5.7K
BURU.WS
409
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$33K ﹤0.01%
62,750
– –
MDAIW icon
410
Spectral AI Warrants
MDAIW
$5.22M
$31K ﹤0.01%
39,700
-30,595
-44% -$24.1K
MREO
411
Mereo BioPharma
MREO
$47.9M
$27K ﹤0.01%
+17,000
New +$34K
PSQH.WS icon
412
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.73M
$21K ﹤0.01%
39,727
-2,133
-5% -$1.32K
MUDSW
413
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$17K ﹤0.01%
22,000
– –
DRAYW
414
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$7K ﹤0.01%
+12,532
New +$7.81K
MONCW
415
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$5K ﹤0.01%
10,000
– –
OSG
416
Octave Specialty Group
OSG
$235M
– –
-21,130
Closed -$303K
BFLY icon
417
CALL
Butterfly Network
BFLY
$2.28B
– –
-2,500
Closed -$26.1M
BHC icon
418
Bausch Health
BHC
$2.29B
– –
-19,825
Closed -$552K
CAR icon
419
Avis
CAR
$4.94B
– –
-6,287
Closed -$732K
CC icon
420
PUT
Chemours
CC
$2.44B
– –
-10,000
Closed -$291M
DELL icon
421
PUT
Dell
DELL
$287B
– –
-4,933
Closed -$260M
EIX icon
422
Edison International
EIX
$26.5B
– –
-46,563
Closed -$2.58M
EQT icon
423
EQT Corp
EQT
$32.4B
– –
-11,930
Closed -$244K
FE icon
424
CALL
FirstEnergy
FE
$27.5B
– –
-2,500
Closed -$89M
GLNG icon
425
Golar LNG
GLNG
$5.13B
– –
-12,250
Closed -$159K
15 16
17
18 19

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SIA
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L7C
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SWP
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WBC
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LLL
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Clear Harbor Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Clear Harbor Asset Management held 454 positions worth $922M, down 83% from $5.39B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Clear Harbor Asset Management withdrew a net $2.57B in Q4 2021, closing 39 positions and reducing 141 holdings. Its most notable exit was Kraft Heinz, an estimated $3.14M position sold in full.

By sector, the portfolio is most concentrated in Technology at 34% of assets, up from 5.4% a quarter earlier, followed by Industrials and Financials.

Against the trend, Clear Harbor Asset Management opened a new position in Bed Bath & Beyond Inc worth $2.26M.

  • Clear Harbor Asset Management's largest Q4 2021 buy was Bed Bath & Beyond Inc: 154,885 shares worth $2.26M.
  • Clear Harbor Asset Management added most to Citigroup in Q4 2021, an estimated $3.67M increase.
  • Clear Harbor Asset Management's biggest Q4 2021 reduction was Wells Fargo, cutting an estimated $5.49M.
  • Clear Harbor Asset Management fully exited Kraft Heinz in Q4 2021, selling an estimated $3.14M.
  • Clear Harbor Asset Management's ten largest holdings make up 38% of its $922M portfolio in Q4 2021.
  • Clear Harbor Asset Management opened 69 new positions and closed 39 in Q4 2021.
  • Clear Harbor Asset Management's portfolio value fell 83% quarter-over-quarter to $922M.

Based on Clear Harbor Asset Management's 13F filing for Q4 2021, filed 21 Jan 2022.