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CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$5.39B
AUM Growth
+$4.56B
Cap. Flow
+$48.3M
Cap. Flow %
0.9%
Top 10 Hldgs %
80.91%
Holding
428
New
58
Increased
120
Reduced
115
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.73M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.44M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.29M
5
OPTU
Optimum Communications Inc
OPTU
+$2.88M

Top Sells

Rank Stock Value
1
MAC icon
Macerich
MAC
+$1.91M
2
TWTR
Twitter, Inc.
TWTR
+$1.8M
3
PARA
Paramount Global Class B
PARA
+$1.75M
4
WBA
Walgreens Boots Alliance
WBA
+$1.74M
5
SPG icon
Simon Property Group
SPG
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 5.41%
2 Financials 1.65%
3 Industrials 1.55%
4 Utilities 1.12%
5 Healthcare 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIL
376
DELISTED
Hill International, Inc. Common Stock
HIL
$54K ﹤0.01%
26,265
– –
MBII
377
DELISTED
Marrone Bio Innovations, Inc.
MBII
$48K ﹤0.01%
53,650
– –
CBAY
378
DELISTED
Cymabay Therapeutics
CBAY
$44K ﹤0.01%
12,100
– –
MDAIW icon
379
Spectral AI Warrants
MDAIW
$5.67M
$39K ﹤0.01%
70,295
+1,334
+2% +$944
BURU.WS
380
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$36K ﹤0.01%
+62,750
New +$55.7K
PSQH.WS icon
381
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.34M
$23K ﹤0.01%
+41,860
New +$30.4K
MUDSW
382
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$13K ﹤0.01%
+22,000
New +$46K
RDBXW
383
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$12K ﹤0.01%
12,750
– –
ISLEW
384
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$7K ﹤0.01%
12,500
– –
MONCW
385
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$6K ﹤0.01%
10,000
– –
ALLE icon
386
Allegion
ALLE
$14.3B
– –
-1,450
Closed -$202K
AMC icon
387
CALL
AMC Entertainment Holdings
AMC
$2.29B
– –
-500
Closed -$283K
AMC icon
388
AMC Entertainment Holdings
AMC
$2.29B
– –
-1,680
Closed -$677K
BIDU icon
389
Baidu
BIDU
$37.1B
– –
-2,145
Closed -$437K
BW icon
390
Babcock & Wilcox
BW
$1.4B
– –
-13,825
Closed -$109K
COP icon
391
ConocoPhillips
COP
$142B
– –
-4,590
Closed -$280K
DELL icon
392
CALL
Dell
DELL
$283B
– –
-4,933
Closed -$249K
ETN icon
393
Eaton
ETN
$174B
– –
-1,615
Closed -$239K
B
394
Barrick Mining
B
$69.3B
– –
-10,942
Closed -$226K
HEDJ icon
395
CALL
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-8,000
Closed -$305K
HRTG icon
396
Heritage Insurance Holdings
HRTG
$1.07B
– –
-15,769
Closed -$135K
CYPH
397
Cypherpunk Technologies Inc
CYPH
$71.7M
– –
-1,750
Closed -$29K
MA icon
398
Mastercard
MA
$505B
– –
-2,376
Closed -$867K
MAC icon
399
Macerich
MAC
$6.66B
– –
-104,425
Closed -$1.91M
MBI icon
400
CALL
MBIA
MBI
$269M
– –
-10,000
Closed -$110K
14 15
16
17 18

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VIP
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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Clear Harbor Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Clear Harbor Asset Management held 428 positions worth $5.39B, up 553% from $825M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Clear Harbor Asset Management's Q3 2021 filing shows 58 new, 120 increased, 115 reduced and 43 closed positions. Its largest new stake was Invesco FTSE RAFI US 1000 ETF: 270,130 shares worth $8.56M. The largest sale was Macerich, an estimated $1.91M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 37% a quarter earlier, followed by Financials and Industrials.

  • Clear Harbor Asset Management's largest Q3 2021 buy was Invesco FTSE RAFI US 1000 ETF: 270,130 shares worth $8.56M.
  • Clear Harbor Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $19.9M increase.
  • Clear Harbor Asset Management's biggest Q3 2021 reduction was Paramount Global Class B, cutting an estimated $1.75M.
  • Clear Harbor Asset Management fully exited Macerich in Q3 2021, selling an estimated $1.91M.
  • Clear Harbor Asset Management's ten largest holdings make up 81% of its $5.39B portfolio in Q3 2021.
  • Clear Harbor Asset Management opened 58 new positions and closed 43 in Q3 2021.
  • Clear Harbor Asset Management's portfolio value rose 553% quarter-over-quarter to $5.39B.

Based on Clear Harbor Asset Management's 13F filing for Q3 2021, filed 3 Nov 2021.