CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.33B
1-Year Return 18.05%
This Quarter Return
+1.68%
1 Year Return
+18.05%
3 Year Return
+72.05%
5 Year Return
+149.23%
10 Year Return
+318.12%
AUM
$492M
AUM Growth
+$41.8M
Cap. Flow
+$51.5M
Cap. Flow %
10.47%
Top 10 Hldgs %
32.2%
Holding
307
New
94
Increased
83
Reduced
65
Closed
26

Top Buys

1
SLRC icon
SLR Investment Corp
SLRC
$4.51M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$2.82M
3
STNG icon
Scorpio Tankers
STNG
$2.81M
4
PFE icon
Pfizer
PFE
$2.29M
5
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$2.27M

Top Sells

1
APA icon
APA Corp
APA
$3.73M
2
EFC
Ellington Financial
EFC
$3.49M
3
NOG icon
Northern Oil and Gas
NOG
$2.75M
4
FIG
Fortress Investment Group Llc
FIG
$2.72M
5
IBM icon
IBM
IBM
$2.34M

Sector Composition

1 Technology 24.58%
2 Energy 16.73%
3 Financials 14.15%
4 Industrials 9.82%
5 Utilities 8.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GCVRZ
276
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$27K 0.01%
33,635
– –
IWM icon
277
iShares Russell 2000 ETF
IWM
$67.1B
$24K ﹤0.01%
+200
New +$24K
XRA
278
DELISTED
Exeter Resources Corporation
XRA
$21K ﹤0.01%
36,100
– –
API
279
DELISTED
ADVANCED PHOTONIX INC CL-A
API
$4K ﹤0.01%
12,000
– –
BIIB icon
280
Biogen
BIIB
$20.9B
– –
-1,641
Closed -$543K
CRK icon
281
Comstock Resources
CRK
$4.62B
– –
-3,000
Closed -$279K
CSCO icon
282
Cisco
CSCO
$263B
– –
-50,186
Closed -$1.26M
EFC
283
Ellington Financial
EFC
$1.37B
– –
-157,030
Closed -$3.49M
GEG icon
284
Great Elm Group
GEG
$76.6M
– –
-8,608
Closed -$192K
B
285
Barrick Mining Corporation
B
$47.7B
– –
-10,439
Closed -$153K
HLF icon
286
Herbalife
HLF
$1.02B
– –
-16,000
Closed -$350K
NEM icon
287
Newmont
NEM
$83.8B
– –
-14,070
Closed -$324K
NVDA icon
288
NVIDIA
NVDA
$4.01T
– –
-902,000
Closed -$416K
OESX icon
289
Orion Energy Systems
OESX
$25.5M
– –
-2,410
Closed -$129K
OPCH icon
290
Option Care Health
OPCH
$4.7B
– –
-10,703
Closed -$296K
OXSQ icon
291
Oxford Square Capital
OXSQ
$172M
– –
-12,900
Closed -$114K
SCO icon
292
ProShares UltraShort Bloomberg Crude Oil
SCO
$127M
– –
-1,049
Closed -$321K
TEX icon
293
Terex
TEX
$3.39B
– –
-7,670
Closed -$244K
TNA icon
294
Direxion Daily Small Cap Bull 3x Shares
TNA
$2.18B
– –
-40,000
Closed -$1.27M
WTI icon
295
W&T Offshore
WTI
$261M
– –
-111,000
Closed -$1.22M
ONIT
296
Onity Group Inc.
ONIT
$339M
– –
-2,910
Closed -$1.14M
RST
297
DELISTED
ROSETTA STONE INC
RST
– –
-25,000
Closed -$201K
VVC
298
DELISTED
Vectren Corporation
VVC
– –
-39,695
Closed -$1.58M
FIG
299
DELISTED
Fortress Investment Group Llc
FIG
– –
-395,300
Closed -$2.72M
YHOO
300
DELISTED
Yahoo Inc
YHOO
– –
-45,165
Closed -$1.84M
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12
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