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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$458M
AUM Growth
-$1.78M
Cap. Flow
-$8.81M
Cap. Flow %
-1.92%
Top 10 Hldgs %
34.46%
Holding
283
New
23
Increased
46
Reduced
120
Closed
30

Top Buys

Rank Stock Value
1
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.88M
2
VOYA icon
Voya Financial
VOYA
+$2.75M
3
STNG icon
Scorpio Tankers
STNG
+$2.44M
4
AN icon
AutoNation
AN
+$2.41M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$2.4M

Top Sells

Rank Stock Value
1
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$18.2M
2
STR
QUESTAR CORP
STR
+$4.21M
3
IVR icon
Invesco Mortgage Capital
IVR
+$3.84M
4
CLNY
Colony Capital, Inc.
CLNY
+$2.21M
5
SWKS icon
Skyworks Solutions
SWKS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 27.23%
2 Energy 13.65%
3 Financials 10.92%
4 Industrials 9.69%
5 Utilities 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADGE
251
DELISTED
American Dg Energy Inc
ADGE
$3K ﹤0.01%
10,423
-33,000
-76% -$8.58K
FTR
252
CALL
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
+1,667
New +$119K
FTR
253
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
+14
New +$997
ADP icon
254
Automatic Data Processing
ADP
$106B
– –
-2,244
Closed -$206K
AMAT icon
255
Applied Materials
AMAT
$403B
– –
-20,200
Closed -$484K
AMAT icon
256
PUT
Applied Materials
AMAT
$403B
– –
-30,000
Closed -$34K
APO icon
257
Apollo Global Management
APO
$72.4B
– –
-10,950
Closed -$166K
ASC icon
258
Ardmore Shipping
ASC
$710M
– –
-39,061
Closed -$264K
BXC icon
259
BlueLinx
BXC
$422M
– –
-64,825
Closed -$457K
CSWC icon
260
Capital Southwest
CSWC
$1.47B
– –
-13,537
Closed -$185K
EOG icon
261
EOG Resources
EOG
$79.2B
– –
-7,800
Closed -$651K
IPDN icon
262
Professional Diversity Network
IPDN
$4.26M
– –
-161
Closed -$10K
MBI icon
263
MBIA
MBI
$261M
– –
-88,390
Closed -$604K
MRVL icon
264
CALL
Marvell Technology
MRVL
$168B
– –
-30,000
Closed -$7K
MX icon
265
Magnachip Semiconductor
MX
$119M
– –
-10,000
Closed -$57K
NVGS icon
266
Navigator Holdings
NVGS
$1.38B
– –
-11,000
Closed -$127K
NXJ
267
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-10,329
Closed -$159K
OCSL icon
268
Oaktree Specialty Lending
OCSL
$1.02B
– –
-45,340
Closed -$660K
PFF icon
269
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-12,919
Closed -$515K
PR
270
Permian Resources
PR
$17.8B
– –
-34,700
Closed -$346K
SKX
271
DELISTED
Skechers
SKX
– –
-19,955
Closed -$593K
TNL icon
272
Travel + Leisure Co
TNL
$4.66B
– –
-33,557
Closed -$1.08M
CCEC
273
Capital Clean Energy Carriers
CCEC
$1.34B
– –
-1,714
Closed -$36K
SRCL
274
DELISTED
Stericycle Inc
SRCL
– –
-1,932
Closed -$201K
ORBK
275
DELISTED
Orbotech Ltd
ORBK
– –
-11,520
Closed -$294K
8 9 10
11
12

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VIP
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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Clear Harbor Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Clear Harbor Asset Management held 283 positions worth $458M, down 0.39% from $460M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Clear Harbor Asset Management's Q3 2016 filing shows 23 new, 46 increased, 120 reduced and 30 closed positions. Its largest new stake was Direxion Daily Small Cap Bear 3x ETF: 243 shares worth $2.61M. The largest sale was MTGE Investment Corp. Common Stock, an estimated $18.2M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 25% a quarter earlier, followed by Energy and Financials.

  • Clear Harbor Asset Management's largest Q3 2016 buy was Direxion Daily Small Cap Bear 3x ETF: 243 shares worth $2.61M.
  • Clear Harbor Asset Management added most to Voya Financial in Q3 2016, an estimated $2.75M increase.
  • Clear Harbor Asset Management's biggest Q3 2016 reduction was Invesco Mortgage Capital, cutting an estimated $3.84M.
  • Clear Harbor Asset Management fully exited MTGE Investment Corp. Common Stock in Q3 2016, selling an estimated $18.2M.
  • Clear Harbor Asset Management's ten largest holdings make up 34% of its $458M portfolio in Q3 2016.
  • Clear Harbor Asset Management opened 23 new positions and closed 30 in Q3 2016.
  • Clear Harbor Asset Management's portfolio value fell 0.39% quarter-over-quarter to $458M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2016, filed 7 Nov 2016.