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CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$5.39B
AUM Growth
+$4.56B
Cap. Flow
+$48.3M
Cap. Flow %
0.9%
Top 10 Hldgs %
80.91%
Holding
428
New
58
Increased
120
Reduced
115
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.73M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.44M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.29M
5
OPTU
Optimum Communications Inc
OPTU
+$2.88M

Top Sells

Rank Stock Value
1
MAC icon
Macerich
MAC
+$1.91M
2
TWTR
Twitter, Inc.
TWTR
+$1.8M
3
PARA
Paramount Global Class B
PARA
+$1.75M
4
WBA
Walgreens Boots Alliance
WBA
+$1.74M
5
SPG icon
Simon Property Group
SPG
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 5.41%
2 Financials 1.65%
3 Industrials 1.55%
4 Utilities 1.12%
5 Healthcare 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIQ
226
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$530K 0.01%
36,131
+1,870
+5% +$27.9K
VEA icon
227
Vanguard FTSE Developed Markets ETF
VEA
$234B
$529K 0.01%
+10,471
New +$545K
PEP icon
228
PepsiCo
PEP
$189B
$509K 0.01%
3,386
– –
TRV icon
229
Travelers Companies
TRV
$80.5B
$504K 0.01%
3,316
– –
SYY icon
230
Sysco
SYY
$40.4B
$498K 0.01%
6,350
+680
+12% +$51.9K
ARKK icon
231
ARK Innovation ETF
ARKK
$6.01B
$488K 0.01%
+4,412
New +$531K
VRSK icon
232
Verisk Analytics
VRSK
$24.7B
$487K 0.01%
2,434
+55
+2% +$10.7K
HEDJ icon
233
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$484K 0.01%
12,736
+4,900
+63% +$192K
AVGO icon
234
Broadcom
AVGO
$2T
$483K 0.01%
9,970
+400
+4% +$19.5K
MS icon
235
Morgan Stanley
MS
$336B
$482K 0.01%
4,956
– –
NSC icon
236
Norfolk Southern
NSC
$76.9B
$481K 0.01%
2,011
– –
OIG
237
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$480K 0.01%
3,896
– –
GSL icon
238
Global Ship Lease
GSL
$1.54B
$474K 0.01%
19,975
-725
-4% -$14.5K
FE icon
239
FirstEnergy
FE
$27.4B
$470K 0.01%
13,200
-1,825
-12% -$69.3K
CSIQ icon
240
Canadian Solar
CSIQ
$1.05B
$464K 0.01%
13,420
+500
+4% +$19K
EAF icon
241
GrafTech
EAF
$199M
$459K 0.01%
4,448
-445
-9% -$48.7K
IWR icon
242
iShares Russell Mid-Cap ETF
IWR
$56.7B
$451K 0.01%
+5,769
New +$462K
APD icon
243
Air Products & Chemicals
APD
$66.8B
$448K 0.01%
1,749
– –
MRNA icon
244
Moderna
MRNA
$21.5B
$446K 0.01%
1,160
-30
-3% -$11.1K
INSE icon
245
Inspired Entertainment
INSE
$174M
$444K 0.01%
37,983
-7,750
-17% -$90.4K
HIMX
246
Himax Technologies
HIMX
$2.4B
$440K 0.01%
41,210
+330
+0.8% +$4.24K
TFLO icon
247
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
$433K 0.01%
8,620
– –
AUS
248
DELISTED
Austerlitz Acquisition Corporation I
AUS
$432K 0.01%
43,500
– –
MMP
249
DELISTED
Magellan Midstream Partners, L.P.
MMP
$423K 0.01%
9,275
– –
MUDS
250
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$423K 0.01%
+42,500
New +$447K
8 9
10
11 12

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SIA
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L7C
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SWP
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WBC
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LLL
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Clear Harbor Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Clear Harbor Asset Management held 428 positions worth $5.39B, up 553% from $825M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Clear Harbor Asset Management's Q3 2021 filing shows 58 new, 120 increased, 115 reduced and 43 closed positions. Its largest new stake was Invesco FTSE RAFI US 1000 ETF: 270,130 shares worth $8.56M. The largest sale was Macerich, an estimated $1.91M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 37% a quarter earlier, followed by Financials and Industrials.

  • Clear Harbor Asset Management's largest Q3 2021 buy was Invesco FTSE RAFI US 1000 ETF: 270,130 shares worth $8.56M.
  • Clear Harbor Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $19.9M increase.
  • Clear Harbor Asset Management's biggest Q3 2021 reduction was Paramount Global Class B, cutting an estimated $1.75M.
  • Clear Harbor Asset Management fully exited Macerich in Q3 2021, selling an estimated $1.91M.
  • Clear Harbor Asset Management's ten largest holdings make up 81% of its $5.39B portfolio in Q3 2021.
  • Clear Harbor Asset Management opened 58 new positions and closed 43 in Q3 2021.
  • Clear Harbor Asset Management's portfolio value rose 553% quarter-over-quarter to $5.39B.

Based on Clear Harbor Asset Management's 13F filing for Q3 2021, filed 3 Nov 2021.