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Clear Harbor Asset Management Portfolio holdings

AUM $1.62B
1-Year Est. Return 38.77%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+38.77%
3 Year Est. Return
+98.65%
5 Year Est. Return
+112.99%
10 Year Est. Return
+444.03%
AUM
$458M
AUM Growth
-$1.78M
Cap. Flow
-$20.4M
Cap. Flow %
-4.45%
Top 10 Hldgs %
34.46%
Holding
283
New
23
Increased
46
Reduced
120
Closed
30

Top Buys

Rank Stock Value
1
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.88M
2
VOYA icon
Voya Financial
VOYA
+$2.75M
3
STNG icon
Scorpio Tankers
STNG
+$2.44M
4
AN icon
AutoNation
AN
+$2.41M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$2.4M

Top Sells

Rank Stock Value
1
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$18.2M
2
STR
QUESTAR CORP
STR
+$4.21M
3
IVR icon
Invesco Mortgage Capital
IVR
+$3.84M
4
CLNY
Colony Capital, Inc.
CLNY
+$2.21M
5
SWKS icon
Skyworks Solutions
SWKS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 27.28%
2 Energy 14.21%
3 Financials 11.56%
4 Industrials 9.69%
5 Utilities 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLTI
226
DELISTED
QLT Inc
QLTI
$150K 0.03%
72,725
-5,000
-6% -$7.47K
NNY icon
227
Nuveen New York Municipal Value Fund
NNY
$148M
$148K 0.03%
14,350
-150
-1% -$1.57K
CEF icon
228
Sprott Physical Gold and Silver Trust
CEF
$7.75B
$142K 0.03%
10,250
– –
ABR icon
229
Arbor Realty Trust
ABR
$836M
$128K 0.03%
17,200
– –
FPI
230
Farmland Partners
FPI
$478M
$120K 0.03%
10,688
-50
-0.5% -$571
GT icon
231
CALL
Goodyear
GT
$1.48B
$120K 0.03%
+25,000
New +$727K
MACK
232
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$108K 0.02%
2,161
-165
-7% -$6.85K
FCH
233
DELISTED
Felcor Lodging Trust
FCH
$106K 0.02%
16,450
– –
PCF
234
High Income Securities Fund
PCF
$99.8M
$103K 0.02%
12,900
– –
EDD
235
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$366M
$98K 0.02%
+12,265
New +$98.6K
ODP
236
DELISTED
ODP
ODP
$89K 0.02%
2,500
– –
DRRX
237
DELISTED
DURECT Corp
DRRX
$70K 0.02%
+5,000
New +$82.1K
CAMT icon
238
Camtek
CAMT
$6.73B
$63K 0.01%
20,900
-1,300
-6% -$3.33K
SPPI
239
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$47K 0.01%
10,042
– –
XRA
240
DELISTED
Exeter Resources Corporation
XRA
$36K 0.01%
28,300
-5,000
-15% -$6.46K
UNXL
241
DELISTED
Uni-Pixel, Inc.
UNXL
$35K 0.01%
21,000
– –
TVIA
242
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$34K 0.01%
12,450
– –
CELG
243
CALL
DELISTED
Celgene Corp
CELG
$27K 0.01%
+27,500
New +$2.98M
CELG
244
PUT
DELISTED
Celgene Corp
CELG
$27K 0.01%
+10,000
New +$1.08M
SPY icon
245
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$18K ﹤0.01%
27,500
+12,300
+81% +$2.66M
CELG
246
DELISTED
Celgene Corp
CELG
$18K ﹤0.01%
+170
New +$18.4K
IWM icon
247
PUT
iShares Russell 2000 ETF
IWM
$76.9B
$16K ﹤0.01%
15,000
-15,500
-51% -$1.88M
AAPL icon
248
CALL
Apple
AAPL
$4.92T
$12K ﹤0.01%
+12,000
New +$318K
GCVRZ
249
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$9K ﹤0.01%
33,635
– –
CYTR
250
DELISTED
CytRx Corp
CYTR
$8K ﹤0.01%
2,167
– –
8 9
10
11 12

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MIM
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NGA
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WBC
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CIAS
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AT
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SMA
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CBA
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Clear Harbor Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Clear Harbor Asset Management held 283 positions worth $458M, down 0.39% from $460M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Clear Harbor Asset Management withdrew a net $20.4M in Q3 2016, closing 30 positions and reducing 120 holdings. Its most notable exit was MTGE Investment Corp. Common Stock, an estimated $18.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 25% a quarter earlier, followed by Energy and Financials.

Against the trend, Clear Harbor Asset Management opened a new position in Direxion Daily Small Cap Bear 3x ETF worth $2.61M.

  • Clear Harbor Asset Management's largest Q3 2016 buy was Direxion Daily Small Cap Bear 3x ETF: 243 shares worth $2.61M.
  • Clear Harbor Asset Management added most to Voya Financial in Q3 2016, an estimated $2.75M increase.
  • Clear Harbor Asset Management's biggest Q3 2016 reduction was Invesco Mortgage Capital, cutting an estimated $3.84M.
  • Clear Harbor Asset Management fully exited MTGE Investment Corp. Common Stock in Q3 2016, selling an estimated $18.2M.
  • Clear Harbor Asset Management's ten largest holdings make up 34% of its $458M portfolio in Q3 2016.
  • Clear Harbor Asset Management opened 23 new positions and closed 30 in Q3 2016.
  • Clear Harbor Asset Management's portfolio value fell 0.39% quarter-over-quarter to $458M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2016, filed 7 Nov 2016.