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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$458M
AUM Growth
-$1.78M
Cap. Flow
-$8.81M
Cap. Flow %
-1.92%
Top 10 Hldgs %
34.46%
Holding
283
New
23
Increased
46
Reduced
120
Closed
30

Top Buys

Rank Stock Value
1
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.88M
2
VOYA icon
Voya Financial
VOYA
+$2.75M
3
STNG icon
Scorpio Tankers
STNG
+$2.44M
4
AN icon
AutoNation
AN
+$2.41M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$2.4M

Top Sells

Rank Stock Value
1
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$18.2M
2
STR
QUESTAR CORP
STR
+$4.21M
3
IVR icon
Invesco Mortgage Capital
IVR
+$3.84M
4
CLNY
Colony Capital, Inc.
CLNY
+$2.21M
5
SWKS icon
Skyworks Solutions
SWKS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 27.23%
2 Energy 13.65%
3 Financials 10.92%
4 Industrials 9.69%
5 Utilities 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLTI
226
DELISTED
QLT Inc
QLTI
$150K 0.03%
72,725
-5,000
-6% -$7.47K
NNY icon
227
Nuveen New York Municipal Value Fund
NNY
$156M
$148K 0.03%
14,350
-150
-1% -$1.57K
CEF icon
228
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$142K 0.03%
10,250
– –
ABR icon
229
Arbor Realty Trust
ABR
$964M
$128K 0.03%
17,200
– –
FPI
230
Farmland Partners
FPI
$408M
$120K 0.03%
10,688
-50
-0.5% -$571
GT icon
231
CALL
Goodyear
GT
$2B
$120K 0.03%
+25,000
New +$727K
MACK
232
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$108K 0.02%
2,161
-165
-7% -$6.85K
FCH
233
DELISTED
Felcor Lodging Trust
FCH
$106K 0.02%
16,450
– –
PCF
234
High Income Securities Fund
PCF
$98.8M
$103K 0.02%
12,900
– –
EDD
235
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
$98K 0.02%
+12,265
New +$98.6K
ODP
236
DELISTED
ODP
ODP
$89K 0.02%
2,500
– –
DRRX
237
DELISTED
DURECT Corp
DRRX
$70K 0.02%
+5,000
New +$82.1K
CAMT icon
238
Camtek
CAMT
$6.18B
$63K 0.01%
20,900
-1,300
-6% -$3.33K
SPPI
239
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$47K 0.01%
10,042
– –
XRA
240
DELISTED
Exeter Resources Corporation
XRA
$36K 0.01%
28,300
-5,000
-15% -$6.46K
UNXL
241
DELISTED
Uni-Pixel, Inc.
UNXL
$35K 0.01%
21,000
– –
TVIA
242
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$34K 0.01%
12,450
– –
CELG
243
CALL
DELISTED
Celgene Corp
CELG
$27K 0.01%
+27,500
New +$2.98M
CELG
244
PUT
DELISTED
Celgene Corp
CELG
$27K 0.01%
+10,000
New +$1.08M
SPY icon
245
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$18K ﹤0.01%
27,500
+12,300
+81% +$2.66M
CELG
246
DELISTED
Celgene Corp
CELG
$18K ﹤0.01%
+170
New +$18.4K
IWM icon
247
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$16K ﹤0.01%
15,000
-15,500
-51% -$1.88M
AAPL icon
248
CALL
Apple
AAPL
$4.54T
$12K ﹤0.01%
+12,000
New +$318K
GCVRZ
249
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$9K ﹤0.01%
33,635
– –
CYTR
250
DELISTED
CytRx Corp
CYTR
$8K ﹤0.01%
2,167
– –
8 9
10
11 12

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DP
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BFA
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Clear Harbor Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Clear Harbor Asset Management held 283 positions worth $458M, down 0.39% from $460M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Clear Harbor Asset Management's Q3 2016 filing shows 23 new, 46 increased, 120 reduced and 30 closed positions. Its largest new stake was Direxion Daily Small Cap Bear 3x ETF: 243 shares worth $2.61M. The largest sale was MTGE Investment Corp. Common Stock, an estimated $18.2M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 25% a quarter earlier, followed by Energy and Financials.

  • Clear Harbor Asset Management's largest Q3 2016 buy was Direxion Daily Small Cap Bear 3x ETF: 243 shares worth $2.61M.
  • Clear Harbor Asset Management added most to Voya Financial in Q3 2016, an estimated $2.75M increase.
  • Clear Harbor Asset Management's biggest Q3 2016 reduction was Invesco Mortgage Capital, cutting an estimated $3.84M.
  • Clear Harbor Asset Management fully exited MTGE Investment Corp. Common Stock in Q3 2016, selling an estimated $18.2M.
  • Clear Harbor Asset Management's ten largest holdings make up 34% of its $458M portfolio in Q3 2016.
  • Clear Harbor Asset Management opened 23 new positions and closed 30 in Q3 2016.
  • Clear Harbor Asset Management's portfolio value fell 0.39% quarter-over-quarter to $458M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2016, filed 7 Nov 2016.