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CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$398M
AUM Growth
+$29.6M
Cap. Flow
+$14.3M
Cap. Flow %
3.59%
Top 10 Hldgs %
40.63%
Holding
241
New
27
Increased
58
Reduced
61
Closed
53

Top Buys

Rank Stock Value
1
CNVR
CONVERSANT INC COM STK (DE)
CNVR
+$1.99M
2
TTWO icon
Take-Two Interactive
TTWO
+$1.94M
3
OMEX icon
Odyssey Marine Exploration
OMEX
+$1.93M
4
CAT icon
Caterpillar
CAT
+$1.87M
5
AGNC icon
AGNC Investment
AGNC
+$1.53M

Top Sells

Rank Stock Value
1
STX icon
Seagate
STX
+$1.46M
2
VOD icon
Vodafone
VOD
+$1.13M
3
MOS icon
The Mosaic Company
MOS
+$919K
4
AAPL icon
Apple
AAPL
+$900K
5
OXY icon
Occidental Petroleum
OXY
+$898K

Sector Composition

Rank Sector Weight
1 Energy 26.02%
2 Technology 24.75%
3 Industrials 13.5%
4 Utilities 9.43%
5 Financials 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
226
DELISTED
Express Scripts Holding Company
ESRX
– –
-4,527
Closed -$280K
XCRA
227
DELISTED
Xcerra Corporation
XCRA
– –
-31,551
Closed -$208K
UNXL
228
CALL
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-1,700
Closed -$7K
PRGN
229
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
– –
-789
Closed -$173K
DMND
230
PUT
DELISTED
DIAMOND FOODS, INC.
DMND
– –
-40,000
Closed -$12K
ALTV
231
DELISTED
Alteva
ALTV
– –
-16,250
Closed -$126K
API
232
DELISTED
Advanced Photonix Inc
API
– –
-17,000
Closed -$9K
FST
233
CALL
DELISTED
FOREST OIL CORPORATION
FST
– –
-40,000
Closed -$41K
FST
234
DELISTED
FOREST OIL CORPORATION
FST
– –
-31
Closed –
CHYR
235
DELISTED
CHYRONHEGO CORP COM STK (NY)
CHYR
– –
-27,500
Closed -$42K
AHD
236
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-4,250
Closed -$232K
VVUS
237
CALL
DELISTED
Vivus Inc
VVUS
– –
-3,500
Closed -$33K
VVUS
238
DELISTED
Vivus Inc
VVUS
– –
-9,380
Closed -$872K
AUNZ
239
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
– –
-5,640
Closed -$116K
GAS
240
DELISTED
AGL Resources Inc
GAS
– –
-12,453
Closed -$573K
VXX
241
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-346
Closed -$325K
6 7 8 9
10

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Clear Harbor Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Clear Harbor Asset Management held 241 positions worth $398M, up 8% from $368M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Clear Harbor Asset Management deployed $14.3M of net new capital in Q4 2013, opening 27 new positions and adding to 58 existing holdings. Its largest new stake was Take-Two Interactive: 112,329 shares worth $1.95M.

By sector, the portfolio is most concentrated in Energy at 26% of assets, down from 28% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vodafone, an estimated $1.13M trimmed.

  • Clear Harbor Asset Management's largest Q4 2013 buy was Take-Two Interactive: 112,329 shares worth $1.95M.
  • Clear Harbor Asset Management added most to CONVERSANT INC COM STK (DE) in Q4 2013, an estimated $1.99M increase.
  • Clear Harbor Asset Management's biggest Q4 2013 reduction was Vodafone, cutting an estimated $1.13M.
  • Clear Harbor Asset Management fully exited Seagate in Q4 2013, selling an estimated $1.46M.
  • Clear Harbor Asset Management's ten largest holdings make up 41% of its $398M portfolio in Q4 2013.
  • Clear Harbor Asset Management opened 27 new positions and closed 53 in Q4 2013.
  • Clear Harbor Asset Management's portfolio value rose 8% quarter-over-quarter to $398M.

Based on Clear Harbor Asset Management's 13F filing for Q4 2013, filed 7 Feb 2014.