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Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$172M
AUM Growth
+$12.2M
Cap. Flow
+$9.67M
Cap. Flow %
5.63%
Top 10 Hldgs %
40.51%
Holding
203
New
11
Increased
24
Reduced
16
Closed
11

Top Buys

Rank Stock Value
1
SMHD
ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN
SMHD
+$3.15M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$2.23M
3
DVHL
ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN
DVHL
+$1.72M
4
TWO
Two Harbors Investment
TWO
+$1.56M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.55M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$1.3M
2
MRK icon
Merck
MRK
+$1.29M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$905K
4
CL icon
Colgate-Palmolive
CL
+$666K
5
WFC icon
Wells Fargo
WFC
+$400K

Sector Composition

Rank Sector Weight
1 Real Estate 12.83%
2 Energy 4.97%
3 Financials 2.95%
4 Technology 2.15%
5 Healthcare 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
1
Vanguard Total World Stock ETF
VT
$77.1B
$13.3M 7.76%
175,745
– –
NRK icon
2
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$12.1M 7.06%
1,018,116
+804
+0.1% +$9.75K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$9.82M 5.72%
33,783
+96
+0.3% +$27.3K
CIM
4
Chimera Investment
CIM
$1.04B
$8.01M 4.67%
147,283
– –
NAN icon
5
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$5.7M 3.32%
463,099
– –
EFC
6
Ellington Financial
EFC
$1.67B
$5.41M 3.15%
338,189
– –
RITM icon
7
Rithm Capital
RITM
$5.52B
$3.94M 2.3%
221,300
– –
COP icon
8
ConocoPhillips
COP
$147B
$3.91M 2.28%
50,500
– –
QQQ icon
9
Invesco QQQ Trust
QQQ
$453B
$3.77M 2.2%
20,309
-5,000
-20% -$905K
MYN icon
10
BlackRock MuniYield New York Quality Fund
MYN
$372M
$3.54M 2.06%
307,580
– –
BDCL
11
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$3.32M 1.93%
206,400
+12,150
+6% +$195K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.25M 1.89%
79,226
-50
-0.1% -$2.1K
CEFL
13
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$3.05M 1.77%
194,216
+12,500
+7% +$196K
PML
14
PIMCO Municipal Income Fund II
PML
$485M
$3.03M 1.77%
229,354
+23,500
+11% +$310K
SMHD
15
DELISTED
ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN
SMHD
$3M 1.74%
+165,400
New +$3.15M
MHN
16
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$2.92M 1.7%
245,161
– –
ENX
17
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$2.84M 1.66%
257,176
– –
PNI
18
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$2.66M 1.55%
231,067
+24,000
+12% +$267K
COMT icon
19
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$2.65M 1.54%
68,000
– –
DVHL
20
DELISTED
ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN
DVHL
$2.63M 1.53%
134,200
+86,700
+183% +$1.72M
IQI icon
21
Invesco Quality Municipal Securities
IQI
$522M
$2.54M 1.48%
219,717
+33,079
+18% +$394K
VB icon
22
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$2.54M 1.48%
15,650
– –
MLPQ
23
DELISTED
ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index
MLPQ
$2.49M 1.45%
70,675
+5,500
+8% +$198K
DJP icon
24
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$2.4M 1.4%
101,000
– –
EFA icon
25
iShares MSCI EAFE ETF
EFA
$78B
$2.34M 1.36%
34,372
– –
1
2 3 4 5

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Claybrook Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Claybrook Capital held 203 positions worth $172M, up 7.6% from $159M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Claybrook Capital deployed $9.67M of net new capital in Q3 2018, opening 11 new positions and adding to 24 existing holdings. Its largest new stake was ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN: 165,400 shares worth $3M.

By sector, the portfolio is most concentrated in Real Estate at 13% of assets, up from 12% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was Lowe's Companies, an estimated $1.3M trimmed.

  • Claybrook Capital's largest Q3 2018 buy was ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN: 165,400 shares worth $3M.
  • Claybrook Capital added most to ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN in Q3 2018, an estimated $1.72M increase.
  • Claybrook Capital's biggest Q3 2018 reduction was Lowe's Companies, cutting an estimated $1.3M.
  • Claybrook Capital fully exited Honeywell in Q3 2018, selling an estimated $72K.
  • Claybrook Capital's ten largest holdings make up 41% of its $172M portfolio in Q3 2018.
  • Claybrook Capital opened 11 new positions and closed 11 in Q3 2018.
  • Claybrook Capital's portfolio value rose 7.6% quarter-over-quarter to $172M.

Based on Claybrook Capital's 13F filing for Q3 2018, filed 23 Nov 2018.