We are live on ! Find out more
CC

Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
-1.96%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$198M
AUM Growth
-$109M
Cap. Flow
-$109M
Cap. Flow %
-55.17%
Top 10 Hldgs %
34.6%
Holding
262
New
99
Increased
7
Reduced
19
Closed
137

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
2
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$11.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$8.2M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$7.34M
5
PNF
PIMCO New York Municipal Income Fund
PNF
+$5.01M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.5M
2
MSFT icon
Microsoft
MSFT
+$13.9M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$8.04M
5
JNJ icon
Johnson & Johnson
JNJ
+$7.48M

Sector Composition

Rank Sector Weight
1 Real Estate 8.33%
2 Financials 7.13%
3 Technology 4.81%
4 Energy 3.3%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
201
NextEra Energy
NEE
$181B
– –
-19,412
Closed -$1.42M
NEM icon
202
Newmont
NEM
$98.7B
– –
-11,193
Closed -$709K
NKE icon
203
Nike
NKE
$61.9B
– –
-11,301
Closed -$1.75M
NQP
204
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-21,764
Closed -$329K
NSC icon
205
Norfolk Southern
NSC
$75.4B
– –
-15,194
Closed -$4.03M
NVDA icon
206
NVIDIA
NVDA
$4.86T
– –
-153,600
Closed -$3.07M
NVS icon
207
Novartis
NVS
$297B
– –
-15,463
Closed -$1.41M
ODFL icon
208
Old Dominion Freight Line
ODFL
$44.1B
– –
-4,074
Closed -$517K
OLLI icon
209
Ollie's Bargain Outlet
OLLI
$4.44B
– –
-2,555
Closed -$215K
ORCL icon
210
Oracle
ORCL
$374B
– –
-46,934
Closed -$3.65M
PAYX icon
211
Paychex
PAYX
$41.6B
– –
-3,110
Closed -$334K
PEP icon
212
PepsiCo
PEP
$190B
– –
-35,898
Closed -$5.32M
PGR icon
213
Progressive
PGR
$123B
– –
-3,201
Closed -$314K
PM icon
214
Philip Morris
PM
$297B
– –
-3,069
Closed -$304K
PNC icon
215
PNC Financial Services
PNC
$99.7B
– –
-16,156
Closed -$3.08M
PPG icon
216
PPG Industries
PPG
$24.6B
– –
-7,603
Closed -$1.29M
PPL
217
PPL Corp
PPL
$26.5B
– –
-75,568
Closed -$2.11M
PSX icon
218
Phillips 66
PSX
$84.9B
– –
-28,863
Closed -$2.48M
PYPL icon
219
PayPal
PYPL
$48.9B
– –
-5,317
Closed -$1.55M
QCOM icon
220
Qualcomm
QCOM
$155B
– –
-7,635
Closed -$1.09M
REGN icon
221
Regeneron Pharmaceuticals
REGN
$78.5B
– –
-861
Closed -$481K
RSP icon
222
Invesco S&P 500 Equal Weight ETF
RSP
$97B
– –
-2,560
Closed -$386K
SBUX icon
223
Starbucks
SBUX
$120B
– –
-7,975
Closed -$892K
SCHA icon
224
Schwab U.S Small- Cap ETF
SCHA
$22.2B
– –
-7,724
Closed -$201K
SCHB icon
225
Schwab US Broad Market ETF
SCHB
$43.2B
– –
-21,426
Closed -$372K
7 8
9
10 11

Similar funds

BAG
Briggs Advisory Group Lincoln, Rhode Island $175M AUM 16.29% 1-Year Est. Return
KXA
KPCB XIII Associates Menlo Park, California $186M AUM 11.23% 1-Year Est. Return
NFAM
North Fourth Asset Management Englewood Cliffs, New Jersey $164M AUM 43.6% 1-Year Est. Return
BC
Bullfrog Capital Palo Alto, California $191M AUM 19.3% 1-Year Est. Return
HPWA
Hall Private Wealth Advisors Waxhaw, North Carolina $149M AUM 18.02% 1-Year Est. Return
SWA
Sutton Wealth Advisors Tampa, Florida $203M AUM 20.54% 1-Year Est. Return
WMS
Wealth Management Solutions Exton, Pennsylvania $146M AUM 10.12% 1-Year Est. Return
DLG
Daniel L. Goodwin $207M AUM 22.03% 1-Year Est. Return

Claybrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Claybrook Capital held 262 positions worth $198M, down 36% from $307M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Claybrook Capital withdrew a net $109M in Q3 2021, closing 137 positions and reducing 19 holdings. Its most notable exit was Schwab US Dividend Equity ETF, an estimated $8.04M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 8.3% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

Against the trend, Claybrook Capital opened a new position in Nuveen New York AMT-Free Quality Municipal Income Fund worth $11M.

  • Claybrook Capital's largest Q3 2021 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 792,367 shares worth $11M.
  • Claybrook Capital added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $15.2M increase.
  • Claybrook Capital's biggest Q3 2021 reduction was Apple, cutting an estimated $20.5M.
  • Claybrook Capital fully exited Schwab US Dividend Equity ETF in Q3 2021, selling an estimated $8.04M.
  • Claybrook Capital's ten largest holdings make up 35% of its $198M portfolio in Q3 2021.
  • Claybrook Capital opened 99 new positions and closed 137 in Q3 2021.
  • Claybrook Capital's portfolio value fell 36% quarter-over-quarter to $198M.

Based on Claybrook Capital's 13F filing for Q3 2021, filed 15 Nov 2021.