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Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
-1.96%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$198M
AUM Growth
-$109M
Cap. Flow
-$109M
Cap. Flow %
-55.17%
Top 10 Hldgs %
34.6%
Holding
262
New
99
Increased
7
Reduced
19
Closed
137

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
2
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$11.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$8.2M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$7.34M
5
PNF
PIMCO New York Municipal Income Fund
PNF
+$5.01M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.5M
2
MSFT icon
Microsoft
MSFT
+$13.9M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$8.04M
5
JNJ icon
Johnson & Johnson
JNJ
+$7.48M

Sector Composition

Rank Sector Weight
1 Real Estate 8.33%
2 Financials 7.13%
3 Technology 4.81%
4 Energy 3.3%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
176
iShares Core MSCI EAFE ETF
IEFA
$190B
– –
-29,990
Closed -$2.25M
IEMG icon
177
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
– –
-12,440
Closed -$833K
IJH icon
178
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-48,740
Closed -$2.62M
IJR icon
179
iShares Core S&P Small-Cap ETF
IJR
$109B
– –
-51,521
Closed -$5.82M
ITW icon
180
Illinois Tool Works
ITW
$82.6B
– –
-1,539
Closed -$344K
IVV icon
181
iShares Core S&P 500 ETF
IVV
$878B
– –
-3,622
Closed -$1.56M
IWM icon
182
iShares Russell 2000 ETF
IWM
$79.8B
– –
-1,646
Closed -$378K
K
183
DELISTED
Kellanova
K
– –
-4,258
Closed -$257K
KMB icon
184
Kimberly-Clark
KMB
$36.3B
– –
-11,473
Closed -$1.53M
KO icon
185
Coca-Cola
KO
$377B
– –
-7,388
Closed -$400K
LHX icon
186
L3Harris
LHX
$51.6B
– –
-3,304
Closed -$714K
LITE icon
187
Lumentum
LITE
$55.5B
– –
-5,715
Closed -$469K
LLY icon
188
Eli Lilly
LLY
$1.02T
– –
-1,940
Closed -$445K
LMT icon
189
Lockheed Martin
LMT
$134B
– –
-5,895
Closed -$2.23M
LOW icon
190
Lowe's Companies
LOW
$117B
– –
-4,580
Closed -$888K
LRCX icon
191
Lam Research
LRCX
$367B
– –
-18,870
Closed -$1.23M
MBB icon
192
iShares MBS ETF
MBB
$38.9B
– –
-2,205
Closed -$239K
MCD icon
193
McDonald's
MCD
$192B
– –
-6,498
Closed -$1.5M
MDLZ icon
194
Mondelez International
MDLZ
$79.5B
– –
-24,571
Closed -$1.53M
MDT icon
195
Medtronic
MDT
$109B
– –
-4,042
Closed -$502K
MDY icon
196
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
– –
-1,217
Closed -$598K
MRNA icon
197
Moderna
MRNA
$21.8B
– –
-3,002
Closed -$705K
MS icon
198
Morgan Stanley
MS
$331B
– –
-16,311
Closed -$1.5M
MTB icon
199
M&T Bank
MTB
$35.7B
– –
-3,408
Closed -$495K
NAK
200
Northern Dynasty Minerals
NAK
$784M
– –
-67,357
Closed -$33K
6 7
8
9 10

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Claybrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Claybrook Capital held 262 positions worth $198M, down 36% from $307M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Claybrook Capital withdrew a net $109M in Q3 2021, closing 137 positions and reducing 19 holdings. Its most notable exit was Schwab US Dividend Equity ETF, an estimated $8.04M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 8.3% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

Against the trend, Claybrook Capital opened a new position in Nuveen New York AMT-Free Quality Municipal Income Fund worth $11M.

  • Claybrook Capital's largest Q3 2021 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 792,367 shares worth $11M.
  • Claybrook Capital added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $15.2M increase.
  • Claybrook Capital's biggest Q3 2021 reduction was Apple, cutting an estimated $20.5M.
  • Claybrook Capital fully exited Schwab US Dividend Equity ETF in Q3 2021, selling an estimated $8.04M.
  • Claybrook Capital's ten largest holdings make up 35% of its $198M portfolio in Q3 2021.
  • Claybrook Capital opened 99 new positions and closed 137 in Q3 2021.
  • Claybrook Capital's portfolio value fell 36% quarter-over-quarter to $198M.

Based on Claybrook Capital's 13F filing for Q3 2021, filed 15 Nov 2021.