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Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
-1.96%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$198M
AUM Growth
-$109M
Cap. Flow
-$109M
Cap. Flow %
-55.17%
Top 10 Hldgs %
34.6%
Holding
262
New
99
Increased
7
Reduced
19
Closed
137

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
2
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$11.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$8.2M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$7.34M
5
PNF
PIMCO New York Municipal Income Fund
PNF
+$5.01M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.5M
2
MSFT icon
Microsoft
MSFT
+$13.9M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$8.04M
5
JNJ icon
Johnson & Johnson
JNJ
+$7.48M

Sector Composition

Rank Sector Weight
1 Real Estate 8.33%
2 Financials 7.13%
3 Technology 4.81%
4 Energy 3.3%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
101
Allspring Income Opportunities Fund
EAD
$372M
$405K 0.2%
+46,050
New +$411K
TDAY
102
USA Today Co
TDAY
$1.27B
$403K 0.2%
+60,338
New +$355K
GBDC icon
103
Golub Capital BDC
GBDC
$3.34B
$380K 0.19%
+24,060
New +$378K
MORT icon
104
VanEck Mortgage REIT Income ETF
MORT
$360M
$362K 0.18%
+19,030
New +$362K
AMUB icon
105
ETRACS Alerian MLP Index ETN Series B due July 18 2042
AMUB
$60.5M
$354K 0.18%
+18,658
New +$213K
MFIC icon
106
MidCap Financial Investment
MFIC
$787M
$345K 0.17%
+26,600
New +$362K
ANET icon
107
Arista Networks
ANET
$227B
$344K 0.17%
+16,000
New +$367K
MPLX icon
108
MPLX
MPLX
$59.3B
$343K 0.17%
+12,050
New +$342K
EFC
109
Ellington Financial
EFC
$1.67B
$342K 0.17%
+18,700
New +$343K
GLV
110
Clough Global Dividend & Income Fund
GLV
$78.1M
$331K 0.17%
+29,870
New +$343K
GLQ
111
Clough Global Equity Fund
GLQ
$152M
$325K 0.16%
+22,215
New +$338K
STZ icon
112
Constellation Brands
STZ
$22.2B
$294K 0.15%
+1,395
New +$304K
ADAM
113
Adamas Trust
ADAM
$815M
$291K 0.15%
+17,100
New +$298K
CHW
114
Calamos Global Dynamic Income Fund
CHW
$530M
$280K 0.14%
+29,265
New +$312K
JNJ icon
115
Johnson & Johnson
JNJ
$618B
$271K 0.14%
1,680
-43,825
-96% -$7.48M
KYN icon
116
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$256K 0.13%
+31,950
New +$255K
CL icon
117
Colgate-Palmolive
CL
$73.1B
$249K 0.13%
3,300
-226
-6% -$17.9K
SFIX
118
Stitch Fix
SFIX
$536M
$236K 0.12%
+5,895
New +$276K
EFA icon
119
iShares MSCI EAFE ETF
EFA
$78B
$233K 0.12%
+2,981
New +$239K
JPM icon
120
JPMorgan Chase
JPM
$935B
$229K 0.12%
1,400
-41,749
-97% -$6.55M
PG icon
121
Procter & Gamble
PG
$336B
$224K 0.11%
1,600
-26,989
-94% -$3.83M
DRIV icon
122
Global X Autonomous & Electric Vehicles ETF
DRIV
$377M
$201K 0.1%
+7,315
New +$206K
FINS
123
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$191K 0.1%
+11,200
New +$203K
OXLC
124
Oxford Lane Capital
OXLC
$894M
$76K 0.04%
+2,100
New +$76.2K
FINS.RT
125
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
$2K ﹤0.01%
+11,202
New +$2.74K
3 4
5
6 7

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BAG
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KXA
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NFAM
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BC
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HPWA
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SWA
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WMS
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DLG
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Claybrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Claybrook Capital held 262 positions worth $198M, down 36% from $307M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Claybrook Capital withdrew a net $109M in Q3 2021, closing 137 positions and reducing 19 holdings. Its most notable exit was Schwab US Dividend Equity ETF, an estimated $8.04M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 8.3% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

Against the trend, Claybrook Capital opened a new position in Nuveen New York AMT-Free Quality Municipal Income Fund worth $11M.

  • Claybrook Capital's largest Q3 2021 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 792,367 shares worth $11M.
  • Claybrook Capital added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $15.2M increase.
  • Claybrook Capital's biggest Q3 2021 reduction was Apple, cutting an estimated $20.5M.
  • Claybrook Capital fully exited Schwab US Dividend Equity ETF in Q3 2021, selling an estimated $8.04M.
  • Claybrook Capital's ten largest holdings make up 35% of its $198M portfolio in Q3 2021.
  • Claybrook Capital opened 99 new positions and closed 137 in Q3 2021.
  • Claybrook Capital's portfolio value fell 36% quarter-over-quarter to $198M.

Based on Claybrook Capital's 13F filing for Q3 2021, filed 15 Nov 2021.