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Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
-3.79%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$175M
AUM Growth
-$12.7M
Cap. Flow
+$6.26M
Cap. Flow %
3.58%
Top 10 Hldgs %
33.98%
Holding
142
New
1
Increased
9
Reduced
15
Closed
4

Top Buys

Rank Stock Value
1
FBGX
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
+$11.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$47.9K
3
PCT icon
PureCycle Technologies
PCT
+$36.1K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$32.5K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23.1K

Top Sells

Rank Stock Value
1
GFF icon
Griffon
GFF
+$2.28M
2
HEGD icon
Swan Hedged Equity US Large Cap ETF
HEGD
+$837K
3
CRM icon
Salesforce
CRM
+$668K
4
STZ icon
Constellation Brands
STZ
+$263K
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$259K

Sector Composition

Rank Sector Weight
1 Financials 11.97%
2 Real Estate 11.59%
3 Energy 5.04%
4 Consumer Staples 3.15%
5 Industrials 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
101
BlackRock Credit Allocation Income Trust
BTZ
$953M
$363K 0.21%
37,535
– –
HEGD icon
102
Swan Hedged Equity US Large Cap ETF
HEGD
$709M
$362K 0.21%
20,000
-45,000
-69% -$837K
PFE icon
103
Pfizer
PFE
$143B
$355K 0.2%
10,705
+205
+2% +$7.25K
GBDC icon
104
Golub Capital BDC
GBDC
$3.4B
$353K 0.2%
24,060
– –
EAD
105
Allspring Income Opportunities Fund
EAD
$376M
$343K 0.2%
56,161
– –
CEQP
106
DELISTED
Crestwood Equity Partners LP
CEQP
$340K 0.19%
11,637
– –
SNSR icon
107
Global X Internet of Things ETF
SNSR
$221M
$337K 0.19%
11,008
+20
+0.2% +$657
MRCC
108
DELISTED
Monroe Capital Corp
MRCC
$321K 0.18%
43,140
– –
HFRO
109
Highland Opportunities and Income Fund
HFRO
$408M
$312K 0.18%
38,853
– –
PMT
110
PennyMac Mortgage Investment
PMT
$863M
$290K 0.17%
23,400
– –
DTEC icon
111
ALPS Disruptive Technologies ETF
DTEC
$70.7M
$285K 0.16%
8,051
– –
BXSL icon
112
Blackstone Secured Lending
BXSL
$5.54B
$285K 0.16%
10,400
– –
LGO
113
Largo
LGO
$62.9M
$281K 0.16%
99,295
– –
REM icon
114
iShares Mortgage Real Estate ETF
REM
$559M
$280K 0.16%
12,521
– –
PARA
115
DELISTED
Paramount Global Class B
PARA
$272K 0.16%
21,100
-2,200
-9% -$32.6K
NMFC icon
116
New Mountain Finance
NMFC
$672M
$257K 0.15%
19,880
– –
OXLC
117
Oxford Lane Capital
OXLC
$856M
$256K 0.15%
10,274
– –
EARN
118
Ellington Residential Mortgage REIT
EARN
$166M
$250K 0.14%
40,186
– –
PFF icon
119
iShares Preferred and Income Securities ETF
PFF
$13.3B
$247K 0.14%
8,197
– –
JEPI icon
120
JPMorgan Equity Premium Income ETF
JEPI
$45B
$246K 0.14%
4,584
– –
CCAP icon
121
Crescent Capital BDC
CCAP
$407M
$239K 0.14%
13,975
– –
BKCC
122
DELISTED
BlackRock Capital Investment Corporation
BKCC
$238K 0.14%
64,164
– –
BBDC icon
123
Barings BDC
BBDC
$890M
$225K 0.13%
25,255
– –
FPF
124
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.09B
$219K 0.13%
14,712
– –
FFC
125
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$219K 0.13%
16,895
– –
2 3 4
5
6

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NFAM
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BC
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HPWA
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SWA
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WMS
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DLG
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Claybrook Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Claybrook Capital held 142 positions worth $175M, down 6.8% from $187M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Claybrook Capital deployed $6.26M of net new capital in Q3 2023, opening 1 new position and adding to 9 existing holdings. Its largest new stake was UBS AG FI Enhanced Large Cap Growth ETN: 18,658 shares worth $174K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Swan Hedged Equity US Large Cap ETF, an estimated $837K trimmed.

  • Claybrook Capital's largest Q3 2023 buy was UBS AG FI Enhanced Large Cap Growth ETN: 18,658 shares worth $174K.
  • Claybrook Capital added most to Berkshire Hathaway Class B in Q3 2023, an estimated $47.9K increase.
  • Claybrook Capital's biggest Q3 2023 reduction was Swan Hedged Equity US Large Cap ETF, cutting an estimated $837K.
  • Claybrook Capital fully exited Griffon in Q3 2023, selling an estimated $2.28M.
  • Claybrook Capital's ten largest holdings make up 34% of its $175M portfolio in Q3 2023.
  • Claybrook Capital opened 1 new position and closed 4 in Q3 2023.
  • Claybrook Capital's portfolio value fell 6.8% quarter-over-quarter to $175M.

Based on Claybrook Capital's 13F filing for Q3 2023, filed 24 Oct 2023.