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Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
-1.96%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$198M
AUM Growth
-$109M
Cap. Flow
-$109M
Cap. Flow %
-55.17%
Top 10 Hldgs %
34.6%
Holding
262
New
99
Increased
7
Reduced
19
Closed
137

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
2
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$11.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$8.2M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$7.34M
5
PNF
PIMCO New York Municipal Income Fund
PNF
+$5.01M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.5M
2
MSFT icon
Microsoft
MSFT
+$13.9M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$8.04M
5
JNJ icon
Johnson & Johnson
JNJ
+$7.48M

Sector Composition

Rank Sector Weight
1 Real Estate 8.33%
2 Financials 7.13%
3 Technology 4.81%
4 Energy 3.3%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSTL icon
76
Castle Biosciences
CSTL
$849M
$667K 0.34%
+10,026
New +$706K
ET icon
77
Energy Transfer Partners
ET
$70.1B
$666K 0.34%
+69,500
New +$667K
BIZD icon
78
VanEck BDC Income ETF
BIZD
$1.59B
$664K 0.34%
+38,698
New +$662K
NCV
79
Virtus Convertible & Income Fund
NCV
$378M
$652K 0.33%
+27,356
New +$665K
OCSL icon
80
Oaktree Specialty Lending
OCSL
$1.02B
$633K 0.32%
+29,900
New +$632K
PFE icon
81
Pfizer
PFE
$143B
$632K 0.32%
14,685
-83,961
-85% -$3.72M
SDY icon
82
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$588K 0.3%
5,000
-1,602
-24% -$196K
SLRC icon
83
SLR Investment Corp
SLRC
$686M
$577K 0.29%
+30,140
New +$574K
RITM icon
84
Rithm Capital
RITM
$5.52B
$573K 0.29%
+52,100
New +$535K
PCT icon
85
PureCycle Technologies
PCT
$1.28B
$552K 0.28%
+41,550
New +$626K
TBT icon
86
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$545K 0.28%
+29,700
New +$521K
HTGC icon
87
Hercules Capital
HTGC
$3.07B
$542K 0.27%
+32,620
New +$555K
BSV icon
88
Vanguard Short-Term Bond ETF
BSV
$44.7B
$541K 0.27%
+6,600
New +$542K
TSLX icon
89
Sixth Street Specialty
TSLX
$1.63B
$525K 0.27%
+23,660
New +$542K
PMT
90
PennyMac Mortgage Investment
PMT
$822M
$517K 0.26%
+26,275
New +$515K
BGB
91
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$498K 0.25%
+35,988
New +$499K
IGD
92
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$496K 0.25%
+84,000
New +$509K
RTX icon
93
RTX Corp
RTX
$290B
$496K 0.25%
5,774
-20,166
-78% -$1.72M
INTC icon
94
Intel
INTC
$455B
$493K 0.25%
9,248
-17,176
-65% -$931K
V icon
95
Visa
V
$684B
$492K 0.25%
2,207
-12,182
-85% -$2.86M
VRT icon
96
Vertiv
VRT
$93B
$476K 0.24%
+19,760
New +$525K
BCSF icon
97
Bain Capital Specialty
BCSF
$806M
$471K 0.24%
+31,750
New +$483K
VIG icon
98
Vanguard Dividend Appreciation ETF
VIG
$111B
$461K 0.23%
+3,000
New +$478K
REM icon
99
iShares Mortgage Real Estate ETF
REM
$539M
$453K 0.23%
+12,521
New +$456K
MRCC
100
DELISTED
Monroe Capital Corp
MRCC
$413K 0.21%
+39,753
New +$429K
2 3
4
5 6

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Claybrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Claybrook Capital held 262 positions worth $198M, down 36% from $307M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Claybrook Capital withdrew a net $109M in Q3 2021, closing 137 positions and reducing 19 holdings. Its most notable exit was Schwab US Dividend Equity ETF, an estimated $8.04M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 8.3% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

Against the trend, Claybrook Capital opened a new position in Nuveen New York AMT-Free Quality Municipal Income Fund worth $11M.

  • Claybrook Capital's largest Q3 2021 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 792,367 shares worth $11M.
  • Claybrook Capital added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $15.2M increase.
  • Claybrook Capital's biggest Q3 2021 reduction was Apple, cutting an estimated $20.5M.
  • Claybrook Capital fully exited Schwab US Dividend Equity ETF in Q3 2021, selling an estimated $8.04M.
  • Claybrook Capital's ten largest holdings make up 35% of its $198M portfolio in Q3 2021.
  • Claybrook Capital opened 99 new positions and closed 137 in Q3 2021.
  • Claybrook Capital's portfolio value fell 36% quarter-over-quarter to $198M.

Based on Claybrook Capital's 13F filing for Q3 2021, filed 15 Nov 2021.