We are live on ! Find out more
CC

Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
-1.96%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$198M
AUM Growth
-$109M
Cap. Flow
-$109M
Cap. Flow %
-55.17%
Top 10 Hldgs %
34.6%
Holding
262
New
99
Increased
7
Reduced
19
Closed
137

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
2
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$11.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$8.2M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$7.34M
5
PNF
PIMCO New York Municipal Income Fund
PNF
+$5.01M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.5M
2
MSFT icon
Microsoft
MSFT
+$13.9M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$8.04M
5
JNJ icon
Johnson & Johnson
JNJ
+$7.48M

Sector Composition

Rank Sector Weight
1 Real Estate 8.33%
2 Financials 7.13%
3 Technology 4.81%
4 Energy 3.3%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
51
Alphabet (Google) Class A
GOOGL
$4.36T
$1.13M 0.57%
8,440
-87,020
-91% -$11.8M
VWO icon
52
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$1.12M 0.57%
+22,467
New +$1.16M
EWG icon
53
iShares MSCI Germany ETF
EWG
$1.59B
$1.11M 0.56%
+33,600
New +$1.16M
GOOG icon
54
Alphabet (Google) Class C
GOOG
$4.36T
$1.1M 0.56%
8,240
-12,740
-61% -$1.76M
BNY
55
DELISTED
BlackRock New York Municipal Income Trust
BNY
$1.09M 0.55%
+70,821
New +$1.08M
JETS icon
56
US Global Jets ETF
JETS
$776M
$1.06M 0.54%
+45,000
New +$1.04M
LGO
57
Largo
LGO
$59.8M
$1.04M 0.53%
+99,295
New +$1.4M
XLU icon
58
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.03M 0.52%
+32,150
New +$1.07M
PFF icon
59
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.02M 0.52%
+26,380
New +$1.03M
XFLT
60
XAI Floating Rate & Alternative Income Trust
XFLT
$286M
$1.01M 0.51%
+23,667
New +$1.06M
LADR
61
Ladder Capital
LADR
$1.21B
$976K 0.49%
+88,349
New +$989K
PCI
62
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$965K 0.49%
+45,673
New +$1.01M
GPMT
63
Granite Point Mortgage Trust
GPMT
$69M
$948K 0.48%
+71,952
New +$989K
XLF icon
64
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$938K 0.47%
+25,000
New +$935K
EARN
65
Ellington Residential Mortgage REIT
EARN
$162M
$919K 0.46%
+82,311
New +$931K
ARI
66
Apollo Commercial Real Estate
ARI
$867M
$900K 0.46%
+60,658
New +$927K
PNNT
67
Pennant Park Investment Corp
PNNT
$215M
$872K 0.44%
+134,312
New +$882K
TPVG icon
68
TriplePoint Venture Growth BDC
TPVG
$184M
$870K 0.44%
+54,936
New +$860K
GSBD icon
69
Goldman Sachs BDC
GSBD
$969M
$866K 0.44%
+47,200
New +$903K
HES
70
DELISTED
Hess
HES
$859K 0.43%
+11,000
New +$810K
BXMT icon
71
Blackstone Mortgage Trust
BXMT
$2.45B
$847K 0.43%
+27,943
New +$887K
NKX icon
72
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$806K 0.41%
+49,160
New +$808K
ARCC icon
73
Ares Capital
ARCC
$13.5B
$789K 0.4%
+38,832
New +$778K
PFFA icon
74
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.45B
$718K 0.36%
+28,840
New +$726K
ACRE
75
Ares Commercial Real Estate
ACRE
$236M
$704K 0.36%
+46,675
New +$708K
1 2
3
4 5

Similar funds

BAG
Briggs Advisory Group Lincoln, Rhode Island $175M AUM 16.29% 1-Year Est. Return
KXA
KPCB XIII Associates Menlo Park, California $186M AUM 11.23% 1-Year Est. Return
NFAM
North Fourth Asset Management Englewood Cliffs, New Jersey $164M AUM 43.6% 1-Year Est. Return
BC
Bullfrog Capital Palo Alto, California $191M AUM 19.3% 1-Year Est. Return
HPWA
Hall Private Wealth Advisors Waxhaw, North Carolina $149M AUM 18.02% 1-Year Est. Return
SWA
Sutton Wealth Advisors Tampa, Florida $203M AUM 20.54% 1-Year Est. Return
WMS
Wealth Management Solutions Exton, Pennsylvania $146M AUM 10.12% 1-Year Est. Return
DLG
Daniel L. Goodwin $207M AUM 22.03% 1-Year Est. Return

Claybrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Claybrook Capital held 262 positions worth $198M, down 36% from $307M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Claybrook Capital withdrew a net $109M in Q3 2021, closing 137 positions and reducing 19 holdings. Its most notable exit was Schwab US Dividend Equity ETF, an estimated $8.04M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 8.3% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

Against the trend, Claybrook Capital opened a new position in Nuveen New York AMT-Free Quality Municipal Income Fund worth $11M.

  • Claybrook Capital's largest Q3 2021 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 792,367 shares worth $11M.
  • Claybrook Capital added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $15.2M increase.
  • Claybrook Capital's biggest Q3 2021 reduction was Apple, cutting an estimated $20.5M.
  • Claybrook Capital fully exited Schwab US Dividend Equity ETF in Q3 2021, selling an estimated $8.04M.
  • Claybrook Capital's ten largest holdings make up 35% of its $198M portfolio in Q3 2021.
  • Claybrook Capital opened 99 new positions and closed 137 in Q3 2021.
  • Claybrook Capital's portfolio value fell 36% quarter-over-quarter to $198M.

Based on Claybrook Capital's 13F filing for Q3 2021, filed 15 Nov 2021.