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Claybrook Capital Portfolio holdings

AUM $175M
1-Year Est. Return 10.74%
This Fund
S&P 500
This Quarter Est. Return
-1.96%
1 Year Est. Return
+10.74%
3 Year Est. Return
+7.15%
5 Year Est. Return
+9.06%
10 Year Est. Return
–
AUM
$198M
AUM Growth
-$109M
Cap. Flow
-$109M
Cap. Flow %
-55.17%
Top 10 Hldgs %
34.6%
Holding
262
New
99
Increased
7
Reduced
19
Closed
137

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
2
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$11.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$8.2M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$7.34M
5
PNF
PIMCO New York Municipal Income Fund
PNF
+$5.01M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.5M
2
MSFT icon
Microsoft
MSFT
+$13.9M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$8.04M
5
JNJ icon
Johnson & Johnson
JNJ
+$7.48M

Sector Composition

Rank Sector Weight
1 Real Estate 8.33%
2 Financials 7.13%
3 Technology 4.81%
4 Energy 3.3%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTN icon
26
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
$2.3M 1.16%
+170,381
New +$2.35M
MRK icon
27
Merck
MRK
$322B
$2.2M 1.11%
29,310
-21,946
-43% -$1.67M
KREF
28
KKR Real Estate Finance Trust
KREF
$448M
$2.13M 1.08%
+100,984
New +$2.14M
PARA
29
DELISTED
Paramount Global Class B
PARA
$2.1M 1.06%
+53,048
New +$2.16M
BDX icon
30
Becton Dickinson
BDX
$45.6B
$2.01M 1.02%
8,379
-7,131
-46% -$1.75M
STWD icon
31
Starwood Property Trust
STWD
$5.92B
$2.01M 1.02%
+82,313
New +$2.11M
JPC icon
32
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1.88M 0.95%
+189,745
New +$1.89M
AAPL icon
33
Apple
AAPL
$4.54T
$1.88M 0.95%
13,266
-139,249
-91% -$20.5M
APD icon
34
Air Products & Chemicals
APD
$65.7B
$1.79M 0.9%
6,975
-6,028
-46% -$1.67M
CMU
35
DELISTED
MFS High Yield Municipal Trust
CMU
$1.76M 0.89%
+382,584
New +$1.82M
EWL icon
36
iShares MSCI Switzerland ETF
EWL
$2.19B
$1.75M 0.88%
+37,500
New +$1.86M
KMI icon
37
Kinder Morgan
KMI
$71.7B
$1.74M 0.88%
+104,000
New +$1.77M
HEGD icon
38
Swan Hedged Equity US Large Cap ETF
HEGD
$711M
$1.64M 0.83%
+90,000
New +$1.67M
XLE icon
39
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$1.57M 0.79%
+60,350
New +$1.5M
GLD icon
40
SPDR Gold Trust
GLD
$131B
$1.55M 0.78%
9,445
-18,580
-66% -$3.11M
META icon
41
Meta Platforms (Facebook)
META
$1.42T
$1.42M 0.72%
4,170
-5,451
-57% -$1.96M
GFF icon
42
Griffon
GFF
$3.95B
$1.39M 0.7%
+56,551
New +$1.35M
SNSR icon
43
Global X Internet of Things ETF
SNSR
$222M
$1.32M 0.67%
+36,437
New +$1.35M
DTEC icon
44
ALPS Disruptive Technologies ETF
DTEC
$72.2M
$1.24M 0.63%
+25,569
New +$1.27M
FSK icon
45
FS KKR Capital
FSK
$2.96B
$1.23M 0.62%
+55,674
New +$1.23M
RC
46
Ready Capital
RC
$258M
$1.21M 0.61%
+84,055
New +$1.27M
BRMK
47
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.19M 0.6%
+120,772
New +$1.26M
ROM icon
48
ProShares Ultra Technology
ROM
$1.12B
$1.19M 0.6%
+23,840
New +$1.26M
QQQJ icon
49
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$1.16M 0.59%
+35,059
New +$1.19M
VEA icon
50
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1.15M 0.58%
22,733
+17,991
+379% +$936K
1
2
3 4 5

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Claybrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Claybrook Capital held 262 positions worth $198M, down 36% from $307M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Claybrook Capital withdrew a net $109M in Q3 2021, closing 137 positions and reducing 19 holdings. Its most notable exit was Schwab US Dividend Equity ETF, an estimated $8.04M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 8.3% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

Against the trend, Claybrook Capital opened a new position in Nuveen New York AMT-Free Quality Municipal Income Fund worth $11M.

  • Claybrook Capital's largest Q3 2021 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 792,367 shares worth $11M.
  • Claybrook Capital added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $15.2M increase.
  • Claybrook Capital's biggest Q3 2021 reduction was Apple, cutting an estimated $20.5M.
  • Claybrook Capital fully exited Schwab US Dividend Equity ETF in Q3 2021, selling an estimated $8.04M.
  • Claybrook Capital's ten largest holdings make up 35% of its $198M portfolio in Q3 2021.
  • Claybrook Capital opened 99 new positions and closed 137 in Q3 2021.
  • Claybrook Capital's portfolio value fell 36% quarter-over-quarter to $198M.

Based on Claybrook Capital's 13F filing for Q3 2021, filed 15 Nov 2021.