CFIC

City Financial Investment Company Portfolio holdings

AUM $554M
1-Year Est. Return 3.19%
This Quarter Est. Return
1 Year Est. Return
+3.19%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$554M
AUM Growth
-$170M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
186
New
Increased
Reduced
Closed

Top Buys

1
+$14M
2
+$13.4M
3
+$11.3M
4
AMCIU
AMCI Acquisition Corp Unit
AMCIU
+$9.95M
5
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$7.75M

Top Sells

1
+$59.9M
2
+$27.7M
3
+$16.6M
4
COL
Rockwell Collins
COL
+$14.7M
5
ORGO icon
Organogenesis Holdings
ORGO
+$14M

Sector Composition

1 Technology 12.67%
2 Communication Services 7.01%
3 Materials 5.9%
4 Healthcare 4.45%
5 Financials 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
126
VanEck Semiconductor ETF
SMH
$36.9B
– –
0
SONY icon
127
Sony
SONY
$166B
– –
-665,000
SPY icon
128
SPDR S&P 500 ETF Trust
SPY
$677B
– –
-5,000
SWKS icon
129
Skyworks Solutions
SWKS
$11.6B
– –
0
T icon
130
AT&T
T
$175B
– –
0
TD icon
131
Toronto Dominion Bank
TD
$140B
– –
0
TLRY icon
132
Tilray
TLRY
$1.5B
– –
0
TSM icon
133
TSMC
TSM
$1.56T
– –
0
TUR icon
134
iShares MSCI Turkey ETF
TUR
$169M
– –
-160,000
TXN icon
135
Texas Instruments
TXN
$147B
– –
0
UNIT
136
Uniti Group
UNIT
$1.42B
– –
0
XLU icon
137
Utilities Select Sector SPDR Fund
XLU
$21.9B
– –
0
XRX icon
138
Xerox
XRX
$425M
– –
-150,000
FTCH
139
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-1,000
AKRX
140
DELISTED
Akorn Inc
AKRX
– –
-227,075
NRCG
141
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-499,000
GTYH
142
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-250,000
ESRX
143
DELISTED
Express Scripts Holding Company
ESRX
– –
-174,911
INDUW
144
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-200,000
SODA
145
DELISTED
SodaStream International Ltd
SODA
– –
-28,081
MITL
146
DELISTED
Mitel Networks Corporation
MITL
– –
-1,017,097
AET
147
DELISTED
Aetna Inc
AET
– –
-49,518
COL
148
DELISTED
Rockwell Collins
COL
– –
-104,885
LCAHW
149
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
– –
-150,000
PF
150
DELISTED
Pinnacle Foods, Inc.
PF
– –
-60,000
3 4 5
6
7