CFIC

City Financial Investment Company Portfolio holdings

AUM $554M
1-Year Est. Return 3.19%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.19%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$554M
AUM Growth
-$170M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
186
New
Increased
Reduced
Closed

Top Buys

1
+$14M
2
+$13.4M
3
+$11.3M
4
AMCIU
AMCI Acquisition Corp Unit
AMCIU
+$9.95M
5
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$7.75M

Top Sells

1
+$59.9M
2
+$27.7M
3
+$16.6M
4
COL
Rockwell Collins
COL
+$14.7M
5
ORGO icon
Organogenesis Holdings
ORGO
+$14M

Sector Composition

1 Technology 11.99%
2 Communication Services 7.01%
3 Materials 5.9%
4 Healthcare 5.12%
5 Financials 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
126
Invesco QQQ Trust
QQQ
$405B
– –
-322,319
SPY icon
127
State Street SPDR S&P 500 ETF Trust
SPY
$708B
– –
-5,000
SWKS icon
128
Skyworks Solutions
SWKS
$8.39B
– –
0
T icon
129
AT&T
T
$189B
– –
0
TD icon
130
Toronto Dominion Bank
TD
$160B
– –
0
TLRY icon
131
Tilray
TLRY
$906M
– –
0
TSM icon
132
TSMC
TSM
$1.74T
– –
0
TUR icon
133
iShares MSCI Turkey ETF
TUR
$345M
– –
-160,000
TXN icon
134
Texas Instruments
TXN
$204B
– –
0
UNIT
135
Uniti Group
UNIT
$1.96B
– –
0
XLU icon
136
State Street Utilities Select Sector SPDR ETF
XLU
$22.1B
– –
0
XRX icon
137
Xerox
XRX
$278M
– –
-150,000
FTCH
138
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-1,000
AKRX
139
DELISTED
Akorn Inc
AKRX
– –
-227,075
NRCG
140
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-499,000
CNACW
141
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$0 ﹤0.01%
+4,000
GTYH
142
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-250,000
ESRX
143
DELISTED
Express Scripts Holding Company
ESRX
– –
-174,911
INDUW
144
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-200,000
HCAC.WS
145
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
-200,000
EVHC
146
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-298,184
WEB
147
DELISTED
Web.com Group, Inc.
WEB
– –
-192,205
GPT
148
DELISTED
Gramercy Property Trust
GPT
– –
-170,558
PHH
149
DELISTED
PHH Corporation
PHH
– –
-75,890
CA
150
DELISTED
CA, Inc.
CA
– –
-247,121
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