CFIC

City Financial Investment Company Portfolio holdings

AUM $554M
1-Year Est. Return 3.19%
This Quarter Est. Return
1 Year Est. Return
+3.19%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$554M
AUM Growth
-$170M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
186
New
Increased
Reduced
Closed

Top Buys

1
+$14M
2
+$13.4M
3
+$11.3M
4
AMCIU
AMCI Acquisition Corp Unit
AMCIU
+$9.95M
5
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$7.75M

Top Sells

1
+$59.9M
2
+$27.7M
3
+$16.6M
4
COL
Rockwell Collins
COL
+$14.7M
5
ORGO icon
Organogenesis Holdings
ORGO
+$14M

Sector Composition

1 Technology 11.99%
2 Communication Services 7.01%
3 Materials 5.9%
4 Healthcare 5.12%
5 Financials 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU icon
101
DocuSign
DOCU
$13.9B
– –
-68,200
ORGO icon
102
Organogenesis Holdings
ORGO
$732M
– –
-1,383,735
EVHC
103
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-298,184
WEB
104
DELISTED
Web.com Group, Inc.
WEB
– –
-192,205
GPT
105
DELISTED
Gramercy Property Trust
GPT
– –
-170,558
PHH
106
DELISTED
PHH Corporation
PHH
– –
-75,890
CA
107
DELISTED
CA, Inc.
CA
– –
-247,121
EACQ
108
DELISTED
Easterly Acquisition Corp
EACQ
– –
-285,100
VXX
109
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-1,038,226
CNACW
110
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$0 ﹤0.01%
+4,000
AAPL icon
111
Apple
AAPL
$4.02T
– –
0
AXL icon
112
American Axle
AXL
$795M
– –
-185,921
BBCP icon
113
Concrete Pumping Holdings
BBCP
$364M
– –
-400,000
BKLN icon
114
Invesco Senior Loan ETF
BKLN
$6.59B
– –
0
BMO icon
115
Bank of Montreal
BMO
$91.4B
– –
0
BNS icon
116
Scotiabank
BNS
$89.1B
– –
-25,000
CM icon
117
Canadian Imperial Bank of Commerce
CM
$85.6B
– –
-25,000
CPB icon
118
Campbell Soup
CPB
$8.55B
– –
0
DELL icon
119
Dell
DELL
$81.5B
– –
-473,390
EEM icon
120
iShares MSCI Emerging Markets ETF
EEM
$20.2B
– –
0
EWC icon
121
iShares MSCI Canada ETF
EWC
$3.58B
– –
-25,000
EWW icon
122
iShares MSCI Mexico ETF
EWW
$1.89B
– –
0
EWZ icon
123
iShares MSCI Brazil ETF
EWZ
$6.18B
– –
-251,100
FXI icon
124
iShares China Large-Cap ETF
FXI
$6.37B
– –
0
GLD icon
125
SPDR Gold Trust
GLD
$146B
– –
0
3 4
5
6 7