Citigroup’s Exchange-Traded Notes linked to the VelocityShares Daily 4X Long JPY vs. USD Index due December 6, 2 UJPY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-13,000	Closed	-$319K	–	5398
2020 Q3	$319K	Sell	13,000 -10,000	-43%	-$245K	﹤0.01%	2508
2020 Q2	$521K	Buy	23,000 +15,000	+188%	+$340K	﹤0.01%	2538
2020 Q1	$187K	Sell	8,000 -6,000	-43%	-$140K	﹤0.01%	2897
2019 Q4	$329K	Sell	14,000 -118,000	-89%	-$2.77M	﹤0.01%	2877
2019 Q3	$3.26M	Hold	132,000	–	–	﹤0.01%	1295
2019 Q2	$3.39M	Sell	132,000 -4,000	-3%	-$103K	﹤0.01%	1301
2019 Q1	$3.23M	Sell	136,000 -2,000	-1%	-$47.5K	﹤0.01%	1211
2018 Q4	$3.52M	Sell	138,000 -2,000	-1%	-$51.1K	﹤0.01%	1212
2018 Q3	$3.19M	Sell	140,000 -2,000	-1%	-$45.6K	﹤0.01%	1229
2018 Q2	$3.68M	Sell	142,000 -1,000	-0.7%	-$25.9K	﹤0.01%	1162
2018 Q1	$4.47M	Sell	143,000 -17,000	-11%	-$531K	﹤0.01%	1028
2017 Q4	$4.08M	Buy	+160,000	New	+$4.08M	﹤0.01%	1076