Citigroup

Citigroup’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Citigroup’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-90	Closed	-$1K	–	6451
2021 Q2	$1K	Hold	90	–	–	﹤0.01%	6070
2021 Q1	$1K	Hold	90	–	–	﹤0.01%	6133
2020 Q4	$1K	Hold	90	–	–	﹤0.01%	7310
2020 Q3	$1K	Hold	90	–	–	﹤0.01%	7406
2020 Q2	$1K	Hold	90	–	–	﹤0.01%	7490
2020 Q1	$1K	Hold	90	–	–	﹤0.01%	7536
2019 Q4	$2K	Sell	90 -490	-84%	-$8.53K	﹤0.01%	7566
2019 Q3	$10K	Buy	580 +6	+1%	+$105	﹤0.01%	7094
2019 Q2	$10K	Buy	574 +6	+1%	+$106	﹤0.01%	7317
2019 Q1	$10K	Buy	568 +6	+1%	+$105	﹤0.01%	7261
2018 Q4	$10K	Buy	562 +6	+1%	+$107	﹤0.01%	7166
2018 Q3	$10K	Buy	556 +5	+0.9%	+$91	﹤0.01%	7363
2018 Q2	$10K	Buy	551 +461	+512%	+$8.41K	﹤0.01%	7204
2018 Q1	$2K	Hold	90	–	–	﹤0.01%	7392
2017 Q4	$2K	Hold	90	–	–	﹤0.01%	7414
2017 Q3	$2K	Hold	90	–	–	﹤0.01%	7061
2017 Q2	$2K	Hold	90	–	–	﹤0.01%	7047
2017 Q1	$2K	Sell	90 -2,000	-96%	-$37.3K	﹤0.01%	7024
2016 Q4	$39K	Buy	+2,090	New	+$38.9K	﹤0.01%	6260

Other funds holding SNLN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Legacy Financial Group (Iowa)

Legacy Financial Group (Iowa) Des Moines, Iowa $795M AUM 12.87% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Gill Capital Partners Denver, Colorado $348M AUM 14.74% 1-Year Est. Return

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

Sowell Financial Services North Little Rock, Arkansas $2.7B AUM 22.62% 1-Year Est. Return

Stifel Financial

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return