Charles Schwab’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-69,025	Closed	-$582K	–	3086
2015 Q4	$582K	Buy	69,025 +20,900	+43%	+$176K	﹤0.01%	2584
2015 Q3	$202K	Hold	48,125	–	–	﹤0.01%	2956
2015 Q2	$254K	Buy	+48,125	New	+$254K	﹤0.01%	2933