Charles Schwab’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-69,025	Closed	-$582K	–	3087
2015 Q4	$582K	Buy	69,025 +20,900	+43%	+$140K	﹤0.01%	2585
2015 Q3	$202K	Hold	48,125	–	–	﹤0.01%	2957
2015 Q2	$254K	Buy	+48,125	New	+$308K	﹤0.01%	2934