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CSIA

Charles Schwab Investment Advisory Portfolio holdings

AUM $72.8B
1-Year Est. Return 10.03%
This Fund
S&P 500
This Quarter Est. Return
-0.44%
1 Year Est. Return
+10.03%
3 Year Est. Return
+2.56%
5 Year Est. Return
+28.26%
10 Year Est. Return
+55.17%
AUM
$14.4B
AUM Growth
+$1.71B
Cap. Flow
+$1.8B
Cap. Flow %
12.48%
Top 10 Hldgs %
53.67%
Holding
73
New
2
Increased
47
Reduced
21
Closed
3

Top Buys

Rank Stock Value
1
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$195M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$179M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$155M
4
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$145M
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$142M

Top Sells

Rank Stock Value
1
SNLN
Highland/iBoxx Senior Loan ETF
SNLN
+$173M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.4M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$17.2M
4
PWZ icon
Invesco California AMT-Free Municipal Bond ETF
PWZ
+$14.7M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$14.6M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDN icon
51
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
$33.7M 0.23%
1,248,654
-38,673
-3% -$1.05M
CMF icon
52
iShares California Muni Bond ETF
CMF
$4.62B
$30.4M 0.21%
527,320
+476,238
+932% +$27.8M
VSS icon
53
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$29.2M 0.2%
310,346
-7,693
-2% -$736K
CMBS icon
54
iShares CMBS ETF
CMBS
$472M
$27.6M 0.19%
539,592
+3,083
+0.6% +$159K
PWZ icon
55
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$24.9M 0.17%
983,540
-573,041
-37% -$14.7M
PSK icon
56
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$22.3M 0.15%
532,532
+130,168
+32% +$5.68M
MLPA icon
57
Global X MLP ETF
MLPA
$2.28B
$15.6M 0.11%
225,190
+56,654
+34% +$3.83M
IQDF icon
58
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$8.43M 0.06%
374,408
+166,650
+80% +$3.72M
VYM icon
59
Vanguard High Dividend Yield ETF
VYM
$83.8B
$7.47M 0.05%
98,572
+23,126
+31% +$1.7M
VNQ icon
60
Vanguard Real Estate ETF
VNQ
$38.3B
$6.44M 0.04%
78,057
+28,453
+57% +$2.32M
VGIT icon
61
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$6.34M 0.04%
99,155
+95,175
+2,391% +$6.19M
VBR icon
62
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$2.99M 0.02%
+24,683
New +$2.83M
SPMB icon
63
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.04B
$1.74M 0.01%
66,120
+46,877
+244% +$1.25M
VCIT icon
64
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$1.26M 0.01%
14,721
+5,201
+55% +$453K
IFGL icon
65
iShares International Developed Real Estate ETF
IFGL
$82.2M
$771K 0.01%
29,323
+18,215
+164% +$505K
IGOV icon
66
iShares International Treasury Bond ETF
IGOV
$1.53B
$668K ﹤0.01%
14,882
+9,502
+177% +$445K
STIP icon
67
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$291K ﹤0.01%
2,890
+417
+17% +$42K
PFF icon
68
iShares Preferred and Income Securities ETF
PFF
$13.2B
$277K ﹤0.01%
7,457
+992
+15% +$37.7K
SPY icon
69
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$219K ﹤0.01%
980
-457
-32% -$99.8K
ZMLP
70
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
$208K ﹤0.01%
1,378
+22
+2% +$3.26K
FAX
71
abrdn Asia-Pacific Income Fund
FAX
$604M
– –
-6,667
Closed -$205K
VTI icon
72
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
– –
-2,445
Closed -$272K
SNLN
73
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-9,290,599
Closed -$173M
1 2
3

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VAM
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MNG
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Charles Schwab Investment Advisory's Q4 2016 Portfolio in Review

As of Q4 2016, Charles Schwab Investment Advisory held 73 positions worth $14.4B, up 13% from $12.7B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Charles Schwab Investment Advisory deployed $1.8B of net new capital in Q4 2016, opening 2 new positions and adding to 47 existing holdings. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 2,767,401 shares worth $137M.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $87.4M trimmed.

  • Charles Schwab Investment Advisory's largest Q4 2016 buy was WisdomTree Japan Hedged Equity Fund: 2,767,401 shares worth $137M.
  • Charles Schwab Investment Advisory added most to Schwab Fundamental US Large Company Index ETF in Q4 2016, an estimated $195M increase.
  • Charles Schwab Investment Advisory's biggest Q4 2016 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $87.4M.
  • Charles Schwab Investment Advisory fully exited Highland/iBoxx Senior Loan ETF in Q4 2016, selling an estimated $173M.
  • Charles Schwab Investment Advisory's ten largest holdings make up 54% of its $14.4B portfolio in Q4 2016.
  • Charles Schwab Investment Advisory opened 2 new positions and closed 3 in Q4 2016.
  • Charles Schwab Investment Advisory's portfolio value rose 13% quarter-over-quarter to $14.4B.

Based on Charles Schwab Investment Advisory's 13F filing for Q4 2016, filed 7 Feb 2017.