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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.3%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.95T
$261M 4.15%
1,844,670
-189
-0% -$27.8K
QQQ icon
2
Invesco QQQ Trust
QQQ
$449B
$120M 1.91%
335,079
-13,028
-4% -$4.8M
SCHD icon
3
Schwab US Dividend Equity ETF
SCHD
$103B
$120M 1.9%
4,836,945
+646,578
+15% +$16.4M
FTCS icon
4
First Trust Capital Strength ETF
FTCS
$7.89B
$111M 1.76%
1,479,377
+8,387
+0.6% +$654K
VTI icon
5
Vanguard Total Stock Market ETF
VTI
$655B
$96.3M 1.53%
433,507
-6,448
-1% -$1.47M
MSFT icon
6
Microsoft
MSFT
$2.89T
$95.9M 1.53%
340,188
-1,028
-0.3% -$299K
IVV icon
7
iShares Core S&P 500 ETF
IVV
$869B
$89M 1.42%
206,689
+16,705
+9% +$7.4M
AMZN icon
8
Amazon
AMZN
$2.49T
$78.1M 1.24%
475,260
+4,860
+1% +$838K
VUG icon
9
Vanguard Growth ETF
VUG
$216B
$75.4M 1.2%
1,558,506
+14,292
+0.9% +$711K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$61.6M 0.98%
143,482
+14,244
+11% +$6.28M
FVD icon
11
First Trust Value Line Dividend Fund
FVD
$8.32B
$61.4M 0.98%
1,565,918
+57,858
+4% +$2.35M
VTV icon
12
Vanguard Value ETF
VTV
$189B
$55.2M 0.88%
407,513
+10,835
+3% +$1.51M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$52.6M 0.84%
1,039,697
+150,140
+17% +$7.62M
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$123B
$50.9M 0.81%
968,120
+22,135
+2% +$1.19M
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$3.99T
$47.8M 0.76%
357,920
-10,420
-3% -$1.42M
IJR icon
16
iShares Core S&P Small-Cap ETF
IJR
$110B
$46.4M 0.74%
425,150
+28,480
+7% +$3.14M
VXUS icon
17
Vanguard Total International Stock ETF
VXUS
$153B
$43M 0.68%
679,960
+19,378
+3% +$1.26M
AGG icon
18
iShares Core US Aggregate Bond ETF
AGG
$138B
$41.6M 0.66%
362,278
-33,780
-9% -$3.92M
META icon
19
Meta Platforms (Facebook)
META
$1.51T
$41.6M 0.66%
122,527
+829
+0.7% +$299K
JPM icon
20
JPMorgan Chase
JPM
$947B
$36.8M 0.58%
224,646
+4,594
+2% +$720K
ESGU icon
21
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$36.4M 0.58%
369,939
+56,541
+18% +$5.73M
ABT icon
22
Abbott
ABT
$182B
$35.9M 0.57%
303,906
+606
+0.2% +$74.4K
BND icon
23
Vanguard Total Bond Market
BND
$158B
$35.6M 0.57%
416,532
-43,949
-10% -$3.79M
DGRW icon
24
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$34.2M 0.54%
580,909
+40,070
+7% +$2.45M
RDVY icon
25
First Trust Rising Dividend Achievers ETF
RDVY
$24.6B
$34M 0.54%
715,608
-141,643
-17% -$6.86M
1
2 3 4 5

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.