Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $59.3B
This Quarter Return
+6.07%
1 Year Return
+16.16%
3 Year Return
+56.11%
5 Year Return
+94.19%
10 Year Return
–
AUM
$11.4B
AUM Growth
+$11.4B
Cap. Flow
+$135M
Cap. Flow %
1.18%
Top 10 Hldgs %
19.42%
Holding
2,250
New
162
Increased
1,033
Reduced
890
Closed
105

Top Buys

1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$83.6M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
$75.1M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
$46.1M
4
IUSB icon
iShares Core Total USD Bond Market ETF
IUSB
$39.9M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
$25.5M

Top Sells

1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
$86M
2
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$40.1M
3
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$30.8M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$21.4M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18M

Sector Composition

1 Technology 7.95%
2 Healthcare 3.72%
3 Financials 3.66%
4 Consumer Discretionary 3.09%
5 Industrials 2.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRT icon
2226
Vertiv
VRT
$47.6B
– –
-12,074
Closed -$165K
WINT
2227
DELISTED
Windtree Therapeutics
WINT
– –
-29,795
Closed -$5.07K
WMS icon
2228
Advanced Drainage Systems
WMS
$11B
– –
-2,888
Closed -$237K
YSEP icon
2229
FT Vest International Equity Buffer ETF September
YSEP
$93.9M
– –
-10,261
Closed -$184K
BERY
2230
DELISTED
Berry Global Group, Inc.
BERY
– –
-3,830
Closed -$231K
HMNF
2231
DELISTED
HMN Financial Inc
HMNF
– –
-9,551
Closed -$203K
LSXMK
2232
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-5,486
Closed -$215K
ETRN
2233
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-11,976
Closed -$80.2K
BKI
2234
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-3,250
Closed -$201K
UNVR
2235
DELISTED
Univar Solutions Inc.
UNVR
– –
-11,269
Closed -$358K
FRC
2236
DELISTED
First Republic Bank
FRC
– –
-8,610
Closed -$1.05M
PRVB
2237
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-13,800
Closed -$146K
ASPU
2238
DELISTED
ASPEN GROUP, INC.
ASPU
– –
-31,000
Closed -$9.61K
IAA
2239
DELISTED
IAA, Inc. Common Stock
IAA
– –
-5,347
Closed -$214K
CAJ
2240
DELISTED
Canon, Inc.
CAJ
– –
-17,329
Closed -$376K
STOR
2241
DELISTED
STORE Capital Corporation
STOR
– –
-9,905
Closed -$318K
HZNP
2242
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-3,588
Closed -$408K
DBV
2243
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
– –
-79,606
Closed -$2.01M
SIVB
2244
DELISTED
SVB Financial Group
SIVB
– –
-2,573
Closed -$592K
SBNY
2245
DELISTED
Signature Bank
SBNY
– –
-5,712
Closed -$658K
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