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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFEB icon
201
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$6.9M 0.11%
188,037
+757
+0.4% +$28K
AVGO icon
202
Broadcom
AVGO
$2.04T
$6.86M 0.11%
141,360
+6,850
+5% +$333K
TOTL icon
203
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$6.8M 0.11%
140,794
+17,487
+14% +$847K
USB icon
204
US Bancorp
USB
$99.6B
$6.79M 0.11%
114,283
+967
+0.9% +$55.1K
DUK icon
205
Duke Energy
DUK
$97.3B
$6.78M 0.11%
69,473
+2,610
+4% +$270K
VTRS icon
206
Viatris
VTRS
$18.9B
$6.74M 0.11%
497,531
-31,918
-6% -$453K
UNP icon
207
Union Pacific
UNP
$174B
$6.71M 0.11%
34,232
-1,344
-4% -$290K
STIP icon
208
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$6.67M 0.11%
63,145
+48,076
+319% +$5.1M
VTWG icon
209
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$6.65M 0.11%
31,094
+3,397
+12% +$743K
FYX icon
210
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$6.65M 0.11%
72,645
+6,253
+9% +$571K
O icon
211
Realty Income
O
$59.1B
$6.61M 0.11%
105,237
+9,168
+10% +$619K
SMDV icon
212
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$6.59M 0.1%
106,806
+1,352
+1% +$84.8K
MRNA icon
213
Moderna
MRNA
$23.6B
$6.56M 0.1%
17,053
+3,464
+25% +$1.28M
DIA icon
214
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$6.56M 0.1%
19,386
-1,930
-9% -$674K
VDE icon
215
Vanguard Energy ETF
VDE
$9.84B
$6.55M 0.1%
88,613
-5,949
-6% -$415K
NXTG icon
216
First Trust Indxx NextG ETF
NXTG
$564M
$6.42M 0.1%
84,169
+8,095
+11% +$628K
SYK icon
217
Stryker
SYK
$130B
$6.37M 0.1%
24,148
-1,640
-6% -$438K
PFFD icon
218
Global X US Preferred ETF
PFFD
$2.16B
$6.36M 0.1%
246,992
+25,917
+12% +$674K
HBT icon
219
HBT Financial
HBT
$1.32B
$6.36M 0.1%
408,701
+41,799
+11% +$676K
RSP icon
220
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$6.34M 0.1%
42,304
+2,163
+5% +$331K
EFAV icon
221
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$6.33M 0.1%
84,071
-3,470
-4% -$269K
GIS icon
222
General Mills
GIS
$19.7B
$6.3M 0.1%
105,280
+10,669
+11% +$630K
BABA icon
223
Alibaba
BABA
$308B
$6.29M 0.1%
42,494
-754
-2% -$137K
IUSV icon
224
iShares Core S&P US Value ETF
IUSV
$27.7B
$6.24M 0.1%
87,964
+2,230
+3% +$162K
HDV
225
iShares Core High Dividend ETF
HDV
$14.8B
$6.22M 0.1%
330,130
+34,490
+12% +$667K
7 8
9
10 11

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Marshall Wace
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BNP Paribas Asset Management
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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.