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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+1.47%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$823M
AUM Growth
+$47.3M
Cap. Flow
+$38.6M
Cap. Flow %
4.69%
Top 10 Hldgs %
19.42%
Holding
568
New
50
Increased
302
Reduced
157
Closed
32

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$4.54M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$3.86M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$2.93M
4
FLQL icon
Franklin US Large Cap Multifactor Index ETF
FLQL
+$2.27M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.04M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.97M
2
UPS icon
United Parcel Service
UPS
+$3.26M
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$2.98M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$2.61M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 4.22%
3 Communication Services 3.51%
4 Healthcare 3.27%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
201
Fiserv Inc
FISV
$27.9B
$908K 0.11%
8,795
+409
+5% +$41.8K
PPL
202
PPL Corp
PPL
$26.7B
$906K 0.11%
28,815
+941
+3% +$28.4K
TXN icon
203
Texas Instruments
TXN
$261B
$905K 0.11%
7,005
+485
+7% +$59.7K
XLI icon
204
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$898K 0.11%
11,507
+241
+2% +$18.5K
CE icon
205
Celanese
CE
$4.82B
$893K 0.11%
7,305
+1,117
+18% +$126K
VHT icon
206
Vanguard Health Care ETF
VHT
$18.6B
$892K 0.11%
5,297
-325
-6% -$55.6K
DWX icon
207
State Street SPDR S&P International Dividend ETF
DWX
$533M
$890K 0.11%
22,852
+723
+3% +$28.1K
GE icon
208
GE Aerospace
GE
$384B
$882K 0.11%
19,872
-93
-0.5% -$4.37K
DNP icon
209
DNP Select Income Fund
DNP
$4.09B
$880K 0.11%
68,338
+53,097
+348% +$657K
QTEC icon
210
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$864K 0.11%
9,880
+2,630
+36% +$230K
VEU icon
211
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$856K 0.1%
17,361
+610
+4% +$30.4K
FDN icon
212
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$835K 0.1%
6,223
-238
-4% -$33.6K
BMY icon
213
Bristol-Myers Squibb
BMY
$132B
$834K 0.1%
16,383
-1,014
-6% -$47.7K
AEE icon
214
Ameren
AEE
$30.1B
$832K 0.1%
10,400
+1,501
+17% +$115K
YLD icon
215
Principal Active High Yield ETF
YLD
$584M
$824K 0.1%
41,094
+4,206
+11% +$84.1K
ORI icon
216
Old Republic International
ORI
$10.4B
$821K 0.1%
34,903
+4,974
+17% +$114K
GRMN
217
Garmin
GRMN
$60B
$819K 0.1%
9,690
+2,463
+34% +$199K
GNTX icon
218
Gentex
GNTX
$5.07B
$811K 0.1%
29,404
+2,686
+10% +$71K
MUB icon
219
iShares National Muni Bond ETF
MUB
$45.5B
$802K 0.1%
7,044
+161
+2% +$18.4K
SCHM icon
220
Schwab US Mid-Cap ETF
SCHM
$15.1B
$801K 0.1%
42,345
+375
+0.9% +$7.08K
LKFN icon
221
Lakeland Financial Corp
LKFN
$1.53B
$788K 0.1%
17,917
-85
-0.5% -$3.76K
UDIV icon
222
Franklin US Core Dividend Tilt Index ETF
UDIV
$146M
$788K 0.1%
27,088
+3,674
+16% +$106K
AZO icon
223
AutoZone
AZO
$51.1B
$785K 0.1%
725
-10
-1% -$11.2K
IGSB icon
224
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$771K 0.09%
14,326
+333
+2% +$17.8K
JNK icon
225
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$769K 0.09%
7,060
-1,352
-16% -$147K
7 8
9
10 11

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Cetera Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Investment Advisers held 568 positions worth $823M, up 6.1% from $776M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $38.6M of net new capital in Q3 2019, opening 50 new positions and adding to 302 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 87,563 shares worth $4.6M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $3.97M trimmed.

  • Cetera Investment Advisers's largest Q3 2019 buy was Invesco S&P MidCap Low Volatility ETF: 87,563 shares worth $4.6M.
  • Cetera Investment Advisers added most to First Trust Capital Strength ETF in Q3 2019, an estimated $3.86M increase.
  • Cetera Investment Advisers's biggest Q3 2019 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $3.97M.
  • Cetera Investment Advisers fully exited iShares S&P Small-Cap 600 Value ETF in Q3 2019, selling an estimated $857K.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $823M portfolio in Q3 2019.
  • Cetera Investment Advisers opened 50 new positions and closed 32 in Q3 2019.
  • Cetera Investment Advisers's portfolio value rose 6.1% quarter-over-quarter to $823M.

Based on Cetera Investment Advisers's 13F filing for Q3 2019, filed 6 Nov 2019.