Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $59.3B
1-Year Return 16.16%
This Quarter Return
+10.01%
1 Year Return
+16.16%
3 Year Return
+56.11%
5 Year Return
+94.19%
10 Year Return
–
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$353M
Cap. Flow %
-2.87%
Top 10 Hldgs %
19.9%
Holding
2,357
New
179
Increased
922
Reduced
1,060
Closed
146

Top Buys

1
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$153M
2
QQQ icon
Invesco QQQ Trust
QQQ
$78M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$25.5M
4
OEF icon
iShares S&P 100 ETF
OEF
$24.2M
5
DFUS icon
Dimensional US Equity ETF
DFUS
$17.4M

Top Sells

1
FTCS icon
First Trust Capital Strength ETF
FTCS
$117M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$81.2M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
$77.7M
4
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$56.7M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$45.9M

Sector Composition

1 Technology 9.21%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MMAT
2201
DELISTED
Meta Materials Inc. Common Stock
MMAT
$9.58K ﹤0.01%
1,451
+38
+3% +$251
GOSS icon
2202
Gossamer Bio
GOSS
$668M
$9.13K ﹤0.01%
10,000
– –
GORO icon
2203
Gold Resource Corp
GORO
$103M
$3.76K ﹤0.01%
10,000
– –
ZOM
2204
DELISTED
Zomedica Corp.
ZOM
$3.62K ﹤0.01%
18,100
– –
CEI
2205
DELISTED
Camber Energy, Inc
CEI
$3.29K ﹤0.01%
14,406
– –
PSFE.WS icon
2206
Paysafe Limited Warrants, exercisable for one Common Share of Paysafe Limited at a price of $138.00 per share
PSFE.WS
$846K
$3.14K ﹤0.01%
118,900
-10,500
-8% -$277
NUTX
2207
Nutex Health
NUTX
$463M
$1.8K ﹤0.01%
67
– –
STSSW icon
2208
Sharps Technology Inc. Warrant
STSSW
$588K
$1.39K ﹤0.01%
16,500
– –
NETI
2209
DELISTED
Eneti Inc.
NETI
– –
-61,451
Closed -$619K
IBHC
2210
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
– –
-15,364
Closed -$363K
IBDO
2211
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
-12,592
Closed -$319K
IBTD
2212
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
– –
-232,304
Closed -$5.77M
SGEN
2213
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-4,680
Closed -$993K
IBML
2214
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
– –
-10,275
Closed -$262K
IHIT
2215
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
– –
-85,270
Closed -$581K
JHAA
2216
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-16,879
Closed -$161K
VMW
2217
DELISTED
VMware, Inc
VMW
– –
-4,721
Closed -$786K
KMF
2218
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-20,433
Closed -$145K
JPS
2219
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-115,207
Closed -$711K
DBOC
2220
DELISTED
Innovator Double Stacker 9 Buffer ETF - October
DBOC
– –
-12,898
Closed -$407K
TSOC
2221
DELISTED
Innovator Triple Stacker ETF - October
TSOC
– –
-15,752
Closed -$488K
ATVI
2222
DELISTED
Activision Blizzard Inc.
ATVI
– –
-32,640
Closed -$3.06M
GRES
2223
DELISTED
IQ ARB Global Resources
GRES
– –
-6,958
Closed -$227K
DOC
2224
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-13,586
Closed -$166K
LAC
2225
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-47,953
Closed -$816K
87 88
89
90 91