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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MQ icon
2101
Marqeta
MQ
$1.63B
$145K ﹤0.01%
5,184
+1,146
+28% +$27.5K
SMFG icon
2102
Sumitomo Mitsui Financial
SMFG
$160B
$142K ﹤0.01%
14,668
-14,855
-50% -$144K
PACB icon
2103
Pacific Biosciences
PACB
$357M
$141K ﹤0.01%
+14,412
New +$118K
DSM
2104
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$139K ﹤0.01%
24,344
+116
+0.5% +$606
ABEV icon
2105
Ambev
ABEV
$45.7B
$138K ﹤0.01%
49,182
+6,320
+15% +$17.1K
SA
2106
Seabridge Gold
SA
$3.38B
$138K ﹤0.01%
+11,347
New +$130K
DNA icon
2107
Ginkgo Bioworks
DNA
$502M
$137K ﹤0.01%
2,033
+889
+78% +$54.4K
RCS
2108
PIMCO Strategic Income Fund
RCS
$249M
$135K ﹤0.01%
22,153
– –
TPVG icon
2109
TriplePoint Venture Growth BDC
TPVG
$213M
$134K ﹤0.01%
+12,344
New +$126K
ORAN
2110
DELISTED
Orange
ORAN
$134K ﹤0.01%
11,723
-2,661
-18% -$31.2K
PFN
2111
PIMCO Income Strategy Fund II
PFN
$705M
$132K ﹤0.01%
18,303
-252
-1% -$1.69K
BOE icon
2112
BlackRock Enhanced Global Dividend Trust
BOE
$692M
$132K ﹤0.01%
13,287
+81
+0.6% +$778
BDJ icon
2113
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$129K ﹤0.01%
16,727
-2,647
-14% -$19.9K
VVR icon
2114
Invesco Senior Income Trust
VVR
$457M
$128K ﹤0.01%
31,314
-7,117
-19% -$28.4K
POTX
2115
DELISTED
Global X Cannabis ETF
POTX
$128K ﹤0.01%
21,952
+4,598
+26% +$26.2K
TIGR
2116
UP Fintech Holding
TIGR
$867M
$128K ﹤0.01%
29,000
+3,500
+14% +$16.1K
JFR icon
2117
Nuveen Floating Rate Income Fund
JFR
$1.25B
$128K ﹤0.01%
15,550
+153
+1% +$1.22K
PHT
2118
DELISTED
Pioneer High Income Fund
PHT
$126K ﹤0.01%
17,689
-677
-4% -$4.7K
RXRX icon
2119
Recursion Pharmaceuticals
RXRX
$1.76B
$126K ﹤0.01%
+12,772
New +$91.1K
PDT
2120
John Hancock Premium Dividend Fund
PDT
$627M
$125K ﹤0.01%
11,750
+1,185
+11% +$11.9K
EQX icon
2121
Equinox Gold
EQX
$13.6B
$122K ﹤0.01%
25,000
– –
CX icon
2122
Cemex
CX
$16.5B
$121K ﹤0.01%
15,559
-1,378
-8% -$9.36K
NFGC
2123
New Found Gold
NFGC
$657M
$120K ﹤0.01%
33,937
– –
STKL
2124
DELISTED
SunOpta
STKL
$119K ﹤0.01%
21,748
– –
NWG icon
2125
NatWest
NWG
$76.2B
$117K ﹤0.01%
20,795
-1,266
-6% -$6.72K
83 84
85
86 87

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VOYA Investment Management
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Marshall Wace
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BNP Paribas Asset Management
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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.