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Cetera Investment Advisers Portfolio holdings
AUM
$94B
1-Year Est. Return
20.14%
This Fund
S&P 500
This Quarter
Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
(-2.6%)
Cap. Flow
+$134M
Cap. Flow
% of AUM
1.16%
Top 10 Holdings %
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$46.1M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$32.3M |
| 3 |
PGIM Ultra Short Bond ETF
PULS
|
+$24M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$21.4M |
| 5 |
iShares MSCI EAFE Value ETF
EFV
|
+$20.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Bond ETF
BSV
|
+$100M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$36.6M |
| 3 |
iShares Core Universal USD Bond ETF
IUSB
|
+$22.9M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$21.8M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$20.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.43% |
| 2 | Financials | 3.77% |
| 3 | Healthcare | 3.63% |
| 4 | Consumer Discretionary | 3.32% |
| 5 | Industrials | 2.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
Marqeta
MQ
$1.62B
| $96.6K | ﹤0.01% |
4,038
+366
| +10% | +$8.3K |
|
2102
Invesco Trust Investment Grade Municipals
VGM
$564M
| $93.5K | ﹤0.01% |
10,995
-605
| -5% | -$5.67K |
|
|
CIM
2103
Chimera Investment
CIM
$980M
| $92.9K | ﹤0.01% |
5,671
-15,390
| -73% | -$270K |
|
2104
Payoneer
PAYO
$2.4B
| $92.1K | ﹤0.01% |
15,051
+2,609
| +21% | +$14.7K |
|
2105
AdvisorShares Pure US Cannabis ETF
MSOS
$884M
| $91.5K | ﹤0.01% |
11,528
+1,500
| +15% | +$9.46K |
|
2106
Evolv Technologies
EVLV
$1.05B
| $89.5K | ﹤0.01% |
+18,421
| New | +$113K |
|
2107
Nordic American Tanker
NAT
$1.33B
| $88.6K | ﹤0.01% |
21,500
+11,500
| +115% | +$45.9K |
|
2108
Plug Power
PLUG
$2.94B
| $84.4K | ﹤0.01% |
+11,110
| New | +$109K |
|
|
IAF
2109
abrdn Australia Equity Fund
IAF
$127M
| $83.5K | ﹤0.01% |
7,050
+184
| +3% | +$2.32K |
|
|
DRD
2110
DRDGold
DRD
$2.05B
| $83.2K | ﹤0.01% |
10,021
-728
| -7% | -$7.34K |
|
2111
Ginkgo Bioworks
DNA
$500M
| $82.8K | ﹤0.01% |
1,144
+204
| +22% | +$16.3K |
|
2112
Evolution Petroleum
EPM
$134M
| $82.5K | ﹤0.01% |
+12,065
| New | +$102K |
|
|
EAD
2113
Allspring Income Opportunities Fund
EAD
$378M
| $79.9K | ﹤0.01% |
13,094
-655
| -5% | -$4.14K |
|
|
EHI
2114
Western Asset Global High Income Fund
EHI
$178M
| $79.8K | ﹤0.01% |
11,975
| – | – |
|
2115
Outdoor Holding Co
POWW
$297M
| $78.5K | ﹤0.01% |
38,875
-23,800
| -38% | -$49.9K |
|
2116
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
| $75.3K | ﹤0.01% |
3,600
| – | – |
|
2117
Tilray
TLRY
$602M
| $75K | ﹤0.01% |
3,137
-147
| -4% | -$3.47K |
|
|
STKL
2118
DELISTED
SunOpta
STKL
| $73.3K | ﹤0.01% |
21,748
| – | – |
|
2119
Sibanye-Stillwater
SBSW
$7.55B
| $73.2K | ﹤0.01% |
11,863
| – | – |
|
2120
JetBlue
JBLU
$2.13B
| $72.6K | ﹤0.01% |
15,772
+818
| +5% | +$5.38K |
|
|
MTTR
2121
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
| $71.7K | ﹤0.01% |
33,053
+2,600
| +9% | +$7.29K |
|
|
OXLC
2122
Oxford Lane Capital
OXLC
$905M
| $69.1K | ﹤0.01% |
2,768
+400
| +17% | +$10.3K |
|
|
HIO
2123
Western Asset High Income Opportunity Fund
HIO
$338M
| $64.1K | ﹤0.01% |
17,609
-1,244
| -7% | -$4.72K |
|
2124
Breakwave Dry Bulk Shipping ETF
BDRY
$30.4M
| $60.5K | ﹤0.01% |
+11,023
| New | +$56.5K |
|
2125
Amplify Alternative Harvest ETF
MJ
$105M
| $56.8K | ﹤0.01% |
1,297
-241
| -16% | -$9.75K |
|
Similar funds
Cetera Investment Advisers's Q3 2023 Portfolio in Review
As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.
By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.
- Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
- Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
- Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
- Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
- Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
- Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
- Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.
Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.