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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRVN icon
2051
Driven Brands
DRVN
$2.07B
$199K ﹤0.01%
13,965
-12,780
-48% -$159K
FAM
2052
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$198K ﹤0.01%
31,464
+159
+0.5% +$922
HRZN icon
2053
Horizon Technology Finance
HRZN
$318M
$197K ﹤0.01%
14,948
+1,546
+12% +$18.9K
EMF
2054
Templeton Emerging Markets Fund
EMF
$324M
$197K ﹤0.01%
16,837
-825
-5% -$9.4K
EC icon
2055
Ecopetrol
EC
$35.1B
$195K ﹤0.01%
+16,373
New +$199K
TAK icon
2056
Takeda Pharmaceutical
TAK
$56B
$195K ﹤0.01%
13,640
-1,214
-8% -$17.2K
BWG
2057
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$193K ﹤0.01%
23,064
+1,092
+5% +$8.36K
ETB
2058
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$192K ﹤0.01%
14,811
+324
+2% +$4.11K
TEI
2059
Templeton Emerging Markets Income Fund
TEI
$322M
$192K ﹤0.01%
37,628
+11,069
+42% +$53.1K
HBI
2060
DELISTED
Hanesbrands
HBI
$188K ﹤0.01%
42,189
-23,922
-36% -$97.4K
APLE icon
2061
Apple Hospitality REIT
APLE
$3.71B
$183K ﹤0.01%
11,016
+11
+0.1% +$179
MUFG icon
2062
Mitsubishi UFJ Financial
MUFG
$251B
$182K ﹤0.01%
21,104
-844
-4% -$7.12K
METV icon
2063
Roundhill Ball Metaverse ETF
METV
$212M
$181K ﹤0.01%
15,687
-1,938
-11% -$20K
ASX icon
2064
ASE Group
ASX
$82.7B
$180K ﹤0.01%
19,146
-9,380
-33% -$77.7K
NMZ icon
2065
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$180K ﹤0.01%
18,223
-805
-4% -$7.51K
EVN
2066
Eaton Vance Municipal Income Trust
EVN
$429M
$180K ﹤0.01%
18,321
-2,696
-13% -$25.1K
BBN icon
2067
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$179K ﹤0.01%
10,980
– –
BBDC icon
2068
Barings BDC
BBDC
$980M
$178K ﹤0.01%
20,728
-1,242
-6% -$11.1K
GAB icon
2069
Gabelli Equity Trust
GAB
$1.79B
$176K ﹤0.01%
34,666
+1,503
+5% +$7.53K
BSCU icon
2070
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.68B
$174K ﹤0.01%
+10,467
New +$166K
NCA icon
2071
Nuveen California Municipal Value Fund
NCA
$303M
$174K ﹤0.01%
19,389
+927
+5% +$7.76K
BSL
2072
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$174K ﹤0.01%
13,000
– –
ELAN icon
2073
Elanco Animal Health
ELAN
$11.1B
$174K ﹤0.01%
11,646
+23
+0.2% +$261
NFJ
2074
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$170K ﹤0.01%
13,455
-1,335
-9% -$15.3K
HE icon
2075
Hawaiian Electric Industries
HE
$2.02B
$169K ﹤0.01%
11,908
-579
-5% -$7.53K
81 82
83
84 85

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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.