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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
2001
PennyMac Mortgage Investment
PMT
$818M
$179K ﹤0.01%
14,416
-472
-3% -$6.18K
CPRX
2002
DELISTED
Catalyst Pharmaceutical
CPRX
$179K ﹤0.01%
15,283
+60
+0.4% +$803
PFXF icon
2003
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$179K ﹤0.01%
+10,627
New +$183K
FAM
2004
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$178K ﹤0.01%
31,305
+1,612
+5% +$9.74K
NMZ icon
2005
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$177K ﹤0.01%
19,028
-103
-0.5% -$1.05K
HOOD icon
2006
Robinhood
HOOD
$85B
$176K ﹤0.01%
17,960
+2,751
+18% +$30.5K
SIRI icon
2007
SiriusXM
SIRI
$9.7B
$176K ﹤0.01%
3,891
-2,078
-35% -$96.6K
TU icon
2008
Telus
TU
$15.1B
$175K ﹤0.01%
10,675
-800
-7% -$14.1K
GGB icon
2009
Gerdau
GGB
$9.74B
$175K ﹤0.01%
43,877
-5,067
-10% -$22.5K
GOAU icon
2010
US Global GO Gold and Precious Metal Miners ETF
GOAU
$199M
$174K ﹤0.01%
11,751
-457
-4% -$7.43K
BSL
2011
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$172K ﹤0.01%
13,000
+3,000
+30% +$39.3K
VCV icon
2012
Invesco California Value Municipal Income Trust
VCV
$525M
$170K ﹤0.01%
20,189
– –
GAB icon
2013
Gabelli Equity Trust
GAB
$1.79B
$170K ﹤0.01%
33,163
-73,895
-69% -$406K
APLE icon
2014
Apple Hospitality REIT
APLE
$3.71B
$169K ﹤0.01%
11,005
-1,988
-15% -$30.4K
ETRN
2015
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$168K ﹤0.01%
17,914
+5,308
+42% +$50.6K
NFJ
2016
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$168K ﹤0.01%
14,790
-919
-6% -$11.2K
METV icon
2017
Roundhill Ball Metaverse ETF
METV
$212M
$167K ﹤0.01%
17,625
-30,700
-64% -$309K
BBN icon
2018
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$166K ﹤0.01%
10,980
-133
-1% -$2.12K
BUYW icon
2019
Main BuyWrite ETF
BUYW
$1.31B
$166K ﹤0.01%
12,504
-2,897
-19% -$39K
NMAI icon
2020
Nuveen Multi-Asset Income Fund
NMAI
$490M
$166K ﹤0.01%
14,920
– –
DOC
2021
DELISTED
PHYSICIANS REALTY TRUST
DOC
$166K ﹤0.01%
13,586
+2,979
+28% +$41.2K
DSU icon
2022
BlackRock Debt Strategies Fund
DSU
$601M
$165K ﹤0.01%
16,103
-1,446
-8% -$14.6K
ORAN
2023
DELISTED
Orange
ORAN
$165K ﹤0.01%
14,384
-3,051
-17% -$34.9K
DIV icon
2024
Global X SuperDividend US ETF
DIV
$775M
$165K ﹤0.01%
+10,199
New +$171K
BWG
2025
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$165K ﹤0.01%
21,972
+584
+3% +$4.71K
79 80
81
82 83

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Marshall Wace
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BNP Paribas Asset Management
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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.