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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPX icon
176
First Trust US Equity Opportunities ETF
FPX
$1.49B
$12.2M 0.11%
145,856
-597
-0.4% -$52.5K
SPEM icon
177
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$12.2M 0.11%
364,020
+15,289
+4% +$528K
GSIE icon
178
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.14B
$12.1M 0.1%
403,276
-3,808
-0.9% -$119K
AMAT icon
179
Applied Materials
AMAT
$423B
$12.1M 0.1%
87,323
-3,538
-4% -$507K
ORCL icon
180
Oracle
ORCL
$433B
$11.9M 0.1%
112,180
+1,518
+1% +$176K
SPIB icon
181
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$11.9M 0.1%
377,600
-17,165
-4% -$547K
GS icon
182
Goldman Sachs
GS
$301B
$11.8M 0.1%
36,560
+1,774
+5% +$593K
DUK icon
183
Duke Energy
DUK
$94.9B
$11.8M 0.1%
133,741
+16,546
+14% +$1.52M
SDVY icon
184
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$11.8M 0.1%
417,410
+55,712
+15% +$1.63M
IGSB icon
185
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$11.8M 0.1%
236,113
-59,929
-20% -$3M
ITOT icon
186
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$11.7M 0.1%
124,258
-15,720
-11% -$1.54M
PKW icon
187
Invesco BuyBack Achievers ETF
PKW
$1.77B
$11.6M 0.1%
129,117
+120,875
+1,467% +$11.1M
HYDW icon
188
Xtrackers Low Beta High Yield Bond ETF
HYDW
$67.5M
$11.6M 0.1%
262,225
+14,323
+6% +$641K
T icon
189
AT&T
T
$164B
$11.6M 0.1%
769,538
-72,751
-9% -$1.07M
USHY icon
190
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$11.5M 0.1%
331,144
+22,193
+7% +$780K
PM icon
191
Philip Morris
PM
$291B
$11.4M 0.1%
122,997
+2,103
+2% +$202K
DFUV icon
192
Dimensional US Marketwide Value ETF
DFUV
$15.9B
$11.3M 0.1%
332,069
+28,366
+9% +$994K
TLH icon
193
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$11.2M 0.1%
113,809
-165,416
-59% -$17.4M
ACN icon
194
Accenture
ACN
$110B
$11.1M 0.1%
36,272
-142
-0.4% -$44.7K
BUFD icon
195
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$11.1M 0.1%
523,165
+31,920
+6% +$690K
MGK icon
196
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$11.1M 0.1%
244,525
-18,005
-7% -$849K
VAW icon
197
Vanguard Materials ETF
VAW
$3.1B
$11M 0.1%
63,921
+52,091
+440% +$9.41M
MLPA icon
198
Global X MLP ETF
MLPA
$2.25B
$11M 0.1%
247,004
+5,025
+2% +$220K
UPS icon
199
United Parcel Service
UPS
$88.8B
$11M 0.09%
70,393
+2,890
+4% +$499K
VPU
200
Vanguard Utilities ETF
VPU
$8.35B
$11M 0.09%
85,959
+68,551
+394% +$9.59M
6 7
8
9 10

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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.