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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
176
Honeywell
HON
$78B
$8.13M 0.13%
40,632
-1,109
-3% -$236K
VTIP icon
177
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$8.12M 0.13%
154,433
+20,326
+15% +$1.07M
SPYG icon
178
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$8.02M 0.13%
125,205
-15,015
-11% -$992K
XLI icon
179
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$8.01M 0.13%
81,858
-73,702
-47% -$7.57M
ORCL icon
180
Oracle
ORCL
$423B
$8M 0.13%
91,838
+5,440
+6% +$481K
TDIV icon
181
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$7.92M 0.13%
140,234
+2,122
+2% +$123K
AMGN icon
182
Amgen
AMGN
$222B
$7.92M 0.13%
37,227
-2,881
-7% -$663K
BLK icon
183
Blackrock
BLK
$176B
$7.76M 0.12%
9,248
-26
-0.3% -$23.3K
VGSH icon
184
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$7.68M 0.12%
125,058
+15,711
+14% +$966K
XLY icon
185
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$7.67M 0.12%
85,444
+16,352
+24% +$1.49M
FNX icon
186
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$7.57M 0.12%
77,488
+6,066
+8% +$604K
BUFR icon
187
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$7.56M 0.12%
329,377
+130,950
+66% +$3.03M
DVY icon
188
iShares Select Dividend ETF
DVY
$23.6B
$7.49M 0.12%
65,276
-2,751
-4% -$322K
ARWR icon
189
Arrowhead Research
ARWR
$12.4B
$7.46M 0.12%
119,562
+13,642
+13% +$883K
XLU icon
190
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$7.45M 0.12%
233,290
+21,052
+10% +$704K
SO icon
191
Southern Company
SO
$107B
$7.36M 0.12%
118,734
+2,599
+2% +$167K
SCHE icon
192
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$7.33M 0.12%
240,474
+24,967
+12% +$780K
COMT icon
193
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$7.25M 0.12%
202,255
+80,980
+67% +$2.78M
VCR icon
194
Vanguard Consumer Discretionary ETF
VCR
$6.18B
$7.14M 0.11%
23,048
-2,278
-9% -$723K
WBA
195
DELISTED
Walgreens Boots Alliance
WBA
$7.13M 0.11%
151,469
+4,980
+3% +$240K
VGIT icon
196
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$7.07M 0.11%
104,598
+8,821
+9% +$601K
SLV icon
197
iShares Silver Trust
SLV
$30.9B
$7.07M 0.11%
344,316
-3,180
-0.9% -$71.5K
ADP icon
198
Automatic Data Processing
ADP
$108B
$6.96M 0.11%
34,800
+1,785
+5% +$368K
MS icon
199
Morgan Stanley
MS
$340B
$6.95M 0.11%
82,224
+17,656
+27% +$1.75M
EWC icon
200
iShares MSCI Canada ETF
EWC
$6.46B
$6.94M 0.11%
191,159
-13,855
-7% -$514K
6 7
8
9 10

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Marshall Wace
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BNP Paribas Asset Management
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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.