Cetera Investment Advisers Portfolio holdings

AUM $51.6B

AUM

$51.6B

AUM Growth

+$3.8B (+8%)

Cap. Flow

+$5B

Cap. Flow % of AUM

9.68%

Top 10 Holdings %Top 10 Hldgs %

15.51%

Holding

4,069

New

344

Increased

2,423

Reduced

1,107

Closed

127

Top Buys

1	Invesco QQQ Trust QQQ	$788M
2	First Trust Capital Strength ETF FTCS	$131M
3	iShares 10-20 Year Treasury Bond ETF TLH	$67.8M
4	iShares S&P 500 Value ETF IVE	$62.6M
5	Capital Group Dividend Value ETF CGDV	$59.6M

Top Sells

1	Dimensional US Equity ETF DFUS	$62M
2	iShares MSCI EAFE Growth ETF EFG	$52.9M
3	iShares 20+ Year Treasury Bond ETF TLT	$45.6M
4	SPDR Portfolio S&P 500 Growth ETF SPYG	$45.4M
5	iShares Core Total USD Bond Market ETF IUSB	$44.2M

Sector Composition

1	Technology	9.49%
2	Financials	4.65%
3	Consumer Discretionary	3.46%
4	Healthcare	3.17%
5	Industrials	2.84%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1901	1901 Fidelity MSCI Financials Index ETF FNCL $2.2B	$1.62M	0%	23,317 +1,256	+6%	+$87.3K
1902	1902 First Trust Dow Jones Global Select Dividend Index Fund FGD $746M	$1.62M	0%	66,984 -6,391	-9%	-$155K
1903	1903 Blue Owl Capital OWL $11.7B	$1.62M	0%	80,612 +36,352	+82%	+$729K
1904	1904 iShares Europe ETF IEV $2.24B	$1.61M	0%	27,714 -80	-0.3%	-$4.66K
1905	1905 FT Vest International Equity Buffer ETF September YSEP $106M	$1.61M	0%	70,846 +26,395	+59%	+$600K
1906	1906 Nuveen ESG Mid-Cap Value ETF NUMV $366M	$1.61M	0%	47,069 -8,584	-15%	-$294K
1907	1907 Capital Southwest CSWC $1.13B	$1.61M	0%	71,944 +18,420	+34%	+$411K
1908	1908 Jefferies Financial Group JEF $10.8B	$1.61M	0%	29,973 -2,749	-8%	-$147K
1909	1909 Cabot Corp CBT $4.01B	$1.61M	0%	19,310 +69	+0.4%	+$5.74K
1910	1910 First Trust Multi-Strategy Alternative ETF LALT $19.2M	$1.6M	0%	75,602 +270	+0.4%	+$5.73K
1911	1911 Encompass Health EHC $12.2B	$1.6M	0%	15,834 +1,319	+9%	+$134K
1912	1912 Invesco S&P SmallCap Low Volatility ETF XSLV $283M	$1.6M	0%	34,720 -1,983	-5%	-$91.6K
1913	1913 iShares MSCI India ETF INDA $9.2B	$1.6M	0%	31,112 -13,959	-31%	-$719K
1914	1914 Waters Corp WAT $20.4B	$1.6M	0%	4,339 +252	+6%	+$92.9K
1915	1915 WBI BullBear Quality 3000 ETF WBIL $32.2M	$1.6M	0%	50,315 -3,233	-6%	-$103K
1916	QCOC 1916 FT Vest Nasdaq-100 Conservative Buffer ETF - October QCOC $37.4M	$1.6M	0%	81,285 +2,898	+4%	+$56.9K
1917	1917 Franco-Nevada FNV $33.1B	$1.59M	0%	10,110 +2,939	+41%	+$463K
1918	1918 Element Solutions ESI $5.1B	$1.59M	0%	70,319 +14,079	+25%	+$318K
1919	1919 Five Below FIVE $6.71B	$1.59M	0%	21,201 +1,039	+5%	+$77.8K
1920	1920 Eaton Vance Tax-Managed Global Diversified Equity Income Fund EXG $2.66B	$1.59M	0%	194,976 -16,245	-8%	-$132K
1921	1921 BlackRock Science and Technology Trust BST $1.28B	$1.59M	0%	48,103 +9,178	+24%	+$303K
1922	INCE 1922 Franklin Income Equity Focus ETF INCE $90.6M	$1.59M	0%	28,236 -1,154	-4%	-$64.9K
1923	1923 Steris STE $23.7B	$1.59M	0%	6,999 +63	+0.9%	+$14.3K
1924	1924 SPDR S&P Emerging Markets Small Cap ETF EWX $689M	$1.58M	0%	27,972 +1,656	+6%	+$93.8K
1925	1925 Ovintiv OVV $10.9B	$1.58M	0%	36,997 +7,869	+27%	+$337K