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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOLF icon
1876
Wolfspeed
WOLF
$1.71B
– –
-3,151
Closed -$309K
WWD icon
1877
Woodward
WWD
$21.4B
– –
-3,192
Closed -$392K
YEXT icon
1878
Yext
YEXT
$574M
– –
-23,630
Closed -$338K
ZROZ icon
1879
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
– –
-1,885
Closed -$274K
ARTY
1880
iShares Future AI & Tech ETF
ARTY
$3.81B
– –
-4,614
Closed -$207K
CTEV
1881
Claritev Corp
CTEV
$556M
– –
-677
Closed -$258K
NVRO
1882
DELISTED
NEVRO CORP.
NVRO
– –
-1,225
Closed -$203K
ETRN
1883
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-11,756
Closed -$100K
XM
1884
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-5,620
Closed -$215K
EXD
1885
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-32,926
Closed -$380K
FCRD
1886
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-44,816
Closed -$204K
RFP
1887
DELISTED
Resolute Forest Products Inc.
RFP
– –
-10,319
Closed -$126K
STOR
1888
DELISTED
STORE Capital Corporation
STOR
– –
-6,387
Closed -$220K
ZEN
1889
DELISTED
ZENDESK INC
ZEN
– –
-1,562
Closed -$225K
TMX
1890
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-7,648
Closed -$365K
WBIT
1891
DELISTED
WBI BullBear Trend Switch US 3000 Total Return ETF
WBIT
– –
-34,462
Closed -$702K
MUDS
1892
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-30,288
Closed -$377K
HRC
1893
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-2,612
Closed -$297K
XEC
1894
DELISTED
CIMAREX ENERGY CO
XEC
– –
-4,726
Closed -$342K
MXIM
1895
DELISTED
Maxim Integrated Products
MXIM
– –
-11,419
Closed -$1.2M
ALXN
1896
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-5,154
Closed -$947K
WORK
1897
DELISTED
Slack Technologies, Inc.
WORK
– –
-5,084
Closed -$225K
BST.RT
1898
DELISTED
BlackRock Science and Technology Trust Rights (expiring July 14, 2021)
BST.RT
– –
-16,732
Closed -$11K
ADRE
1899
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
– –
-3,899
Closed -$226K
GTT
1900
DELISTED
GTT Communications, Inc.
GTT
– –
-24,000
Closed -$58K
73 74 75
76
77

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.