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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
151
Nike
NKE
$61.9B
$9.3M 0.15%
64,059
+3,042
+5% +$496K
KO icon
152
Coca-Cola
KO
$375B
$9.27M 0.15%
176,616
-13,532
-7% -$754K
IJS icon
153
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$9.27M 0.15%
92,033
-19,077
-17% -$1.93M
QUAL icon
154
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$9.16M 0.15%
69,505
+11,617
+20% +$1.6M
ESGE icon
155
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$9.07M 0.14%
218,861
-38,421
-15% -$1.64M
GS icon
156
Goldman Sachs
GS
$303B
$9.06M 0.14%
23,975
-16,025
-40% -$6.26M
JHMM icon
157
John Hancock Multifactor Mid Cap ETF
JHMM
$6.13B
$8.96M 0.14%
173,411
+12,376
+8% +$651K
DFAT icon
158
Dimensional US Targeted Value ETF
DFAT
$14.7B
$8.85M 0.14%
199,374
+12,005
+6% +$532K
RTX icon
159
RTX Corp
RTX
$301B
$8.8M 0.14%
102,437
-561
-0.5% -$48K
AMAT icon
160
Applied Materials
AMAT
$428B
$8.65M 0.14%
67,174
+4,674
+7% +$635K
NOW icon
161
ServiceNow
NOW
$129B
$8.62M 0.14%
69,230
+4,055
+6% +$491K
WFC icon
162
Wells Fargo
WFC
$264B
$8.59M 0.14%
185,124
+7,457
+4% +$345K
SCHO icon
163
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$8.55M 0.14%
334,034
-1,272
-0.4% -$32.6K
UPS icon
164
United Parcel Service
UPS
$88.9B
$8.54M 0.14%
46,883
+1,551
+3% +$306K
BEN icon
165
Franklin Resources
BEN
$17.2B
$8.5M 0.14%
285,947
-2,155
-0.7% -$67.2K
CHRW icon
166
C.H. Robinson
CHRW
$17.5B
$8.38M 0.13%
96,327
-176
-0.2% -$15.9K
SCHG icon
167
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$8.37M 0.13%
452,184
-2,640
-0.6% -$50.3K
BMY icon
168
Bristol-Myers Squibb
BMY
$132B
$8.36M 0.13%
141,274
-11,800
-8% -$777K
PFF icon
169
iShares Preferred and Income Securities ETF
PFF
$13.2B
$8.31M 0.13%
214,194
+3,848
+2% +$151K
C icon
170
Citigroup
C
$226B
$8.29M 0.13%
118,145
+817
+0.7% +$57.1K
MTUM icon
171
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$8.28M 0.13%
47,156
+14,407
+44% +$2.56M
TMO icon
172
Thermo Fisher Scientific
TMO
$220B
$8.22M 0.13%
14,389
+1,980
+16% +$1.09M
ESEB
173
DELISTED
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
$8.2M 0.13%
383,795
-8,856
-2% -$193K
FNDF icon
174
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$8.15M 0.13%
248,332
+41,221
+20% +$1.37M
PDEC icon
175
Innovator US Equity Power Buffer ETF December
PDEC
$997M
$8.14M 0.13%
264,768
+13,436
+5% +$412K
5 6
7
8 9

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.